& (Arizona law is constitutional for now)CivilCourt of AppealsAppeal
Roe v. Petersen
Court
Court of Appeals for the Ninth Circuit
Decided
Oct 6, 2026
Docket
25-6980
Judges
Not listed
đDetailed analysis & 3-line summary
AI breakdown
Analyzed Oct 6, 2026
Where this case stands
District court: granted for plaintiffs and entered a permanent .
This decision ¡ Appeal
& (Arizona law is constitutional for now)
TL;DR
1Transgender minors sued Arizona to change birth certificates without surgery. The court ruled the law allows amendments via court order. It concluded the law does not violate equal protection or due process rights.
Key issues
1
Does the birth certificate amendment law violate the Equal Protection Clause?
Holding ¡ No, the law applies equally and is rationally related to a legitimate purpose.
2
Does the law violate Due Process rights for transgender minors?
Holding ¡ No, the court order process does not burden fundamental rights in all cases.
Why it matters
This ruling impacts how transgender individuals in Arizona amend personal documents, affecting their identity recognition.
If you were the judge?
Transgender minors challenge Arizona's birth certificate rules. Are they unconstitutional?
1Three transgender minors in Arizona want to change the sex on their birth certificates without having surgery.
2They argue that the state's requirement for a surgical operation violates their equal protection and due process rights.
3The state says recent laws allow an alternative way to amend birth certificates through a court orderâno surgery required.
Does Arizona's birth certificate amendment law violate the constitutional rights of transgender minors?
Parties
Appellant
Roe
Appellee
Petersen
Roles are inferred from the case caption.
Opinion of the court
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
HELEN ROE, a minor, by and No. 25-6970
through her parent and next friend
Megan Roe; JAMES POE, a minor,
D.C. No.
by and through his parent and next
4:20-cv-00484-
friend Laura Poe; CARL VOE, a
JAS
minor, by and through his parent and
next friend Rachel Voe,
OPINION
Plaintiffs - Appellees,
v.
DEBORAH JOHNSTON, in her
official capacity as State Registrar of
Vital Records and Interim Director of
the Arizona Department of Health
Services,
Defendant - Appellant.
HELEN ROE, a minor, by and No. 25-6980
through her parent and next friend
Megan Roe; JAMES POE, a minor, D.C. No.
by and through his parent and next 4:20-cv-00484-
friend Laura Poe; CARL VOE, a JAS
minor, by and through his parent and
2 ROE V. JOHNSTON
next friend Rachel Voe,
Plaintiffs - Appellees,
v.
DEBORAH JOHNSTON, in her
official capacity as State Registrar of
Vital Records and Interim Director of
the Arizona Department of Health
Services,
Defendant - Appellee,
v.
WARREN PETERSEN, President of
the Arizona State Senate; Proposed
Intervenor-Defendant; STEVE
MONTENEGRO, Speaker of the
Arizona House of Representatives;
Proposed Intervenor-Defendant,
Movants - Appellants.
Appeal from the United States District Court
for the District of Arizona
James Alan Soto, District Judge, Presiding
Argued and Submitted April 14, 2026
Phoenix, Arizona
Filed October 6, 2026
ROE V. JOHNSTON 3
Before: Andrew D. Hurwitz and Roopali H. Desai, Circuit
Judges. *
Opinion by Judge Desai
SUMMARY **
Equal Protection / Due Process
The panel reversed the district courtâs summary
judgment for plaintiffs and vacated the permanent injunction
in plaintiffsâ class action alleging that Arizonaâs birth
certificate amendment requirements violate their
constitutional rights.
The named plaintiffs, three transgender children in
Arizona, represent a class of all transgender individuals born
in Arizona, now and in the future, who seek to change the
sex listed on their birth certificates but have not undergone a
sex change operation. They sued the Director of Arizonaâs
Department of Health Services, asserting a facial challenge
to A.R.S. § 36-337(A)(3), which requires the registrar to
amend a personâs birth certificate if that person provides the
registrar a written request for an amended birth certificate
and a written statement by a physician that verifies the
person underwent a âsex change operation.â Plaintiffs
*
Judge Graber having recused, in accordance with General Order 3.2(h),
this opinion is by a quorum of the panel pursuant to 28 U.S.C. § 46(d).
**
This summary constitutes no part of the opinion of the court. It has
been prepared by court staff for the convenience of the reader.
4 ROE V. JOHNSTON
allege that this âsurgical requirementâ violates the Equal
Protection Clause and Due Process Clause.
The district court granted summary judgment to
plaintiffs on all claims and entered a permanent injunction
striking the word âoperationâ from A.R.S. § 36-337(A)(3)
and an implementing regulation.
The panel first clarified what the Arizona birth
amendment statute provides and concluded that section
(A)(4) of the statute, which provides the registrar must
amend a birth certificate when she receives a court order
ordering an amendment to a birth certificate, operates as a
catch-all provision. Based on the plain text, the statute
allows anyone to obtain a court order ordering an
amendment to the sex marker on their birth certificate
without providing proof of a sex change operation.
The panel held that Arizonaâs birth certificate
amendment statute does not violate the Equal Protection
Clause. Because the statute does not draw a legislative
classification based on transgender status or any other
suspect class, the panel applied rational basis review to
plaintiffsâ facial challenge, and held that it passes
constitutional muster. Because the statute provides a
method for all people to amend their birth certificates, the
panel concluded that the state may rationally require a
factfinder to issue a court order in some cases before
amending the sex marker.
Addressing plaintiffsâ due process claims, the panel held
that even assuming the alleged due process rights are
fundamental, given the availability of the court order
process, plaintiffsâ alleged fundamental rights are not
burdened in all applications of the statute, and the law thus
does not violate the Due Process Clause.
ROE V. JOHNSTON 5
Accordingly, the panel reversed the district courtâs grant
of summary judgment, vacated the permanent injunction,
and remanded for further proceedings.
COUNSEL
Rachel H. Berg (argued) and Kelly J. Popkin, National
Center For LGBTQ Rights, Sacramento, California; Patrick
J. Hayden, Cooley LLP, New York, New York; Kyle C.
Wong, Cooley LLP, San Francisco, California; Mary
O'Grady, Colin M. Proksel, and Payslie M. Bowman,
Osborn Maledon PA, Phoenix, Arizona; for Plaintiffs-
Appellees.
Nathan T. Arrowsmith (argued), Deputy Chief Counsel,
Special Litigation Section; Lauren Watford, Assistant
Attorney General; Timothy E.D. Horley, Special Assistant
Attorney General; Office of the Arizona Attorney General,
Phoenix, Arizona; for Defendant-Appellant.
Michael C. Martinich-Sauter (argued) and Justin D. Smith,
James Otis Law Group LLC, St. Louis, Missouri, for
Movants-Appellants.
Alice W. Yao, Mary Rohmiller, and Dylan N. De Kervor,
Potomac Law Group PLLC, Washington, D.C., for Amici
Curiae Constitutional Law Scholars.
Elia Herrera and Lauren Greenawalt, Deputy Attorneys
General; Virginia Corrigan, Supervising Deputy Attorney
General; Michael L. Newman, Senior Assistant Attorney
General; Rob Bonta, California Attorney General; Office of
the California Attorney General, Los Angeles, California;
Julie Moroney and Molly Powell, Assistant Attorneys
6 ROE V. JOHNSTON
General, Complex Litigation Division; Emily Nelson,
Assistant Attorney General, Civil Rights Division; Nicholas
W. Brown, Washington Attorney General; Office of the
Washington Attorney General, Seattle, Washington; Philip
J. Weiser, Colorado Attorney General, Office of the
Colorado Attorney General, Denver, Colorado; Kwame
Raoul, Illinois Attorney General, Office of the Illinois
Attorney General, Chicago, Illinois; Andrea J. Campbell,
Massachusetts Attorney General, Office of the
Massachusetts Attorney General, Boston, Massachusetts;
Aaron D. Ford, Nevada Attorney General, Office of the
Nevada Attorney General, Carson City, Nevada; Dan
Rayfield, Oregon Attorney General, Office of the Oregon
Attorney General, Salem, Oregon; Brian L. Schwalb,
District of Columbia Attorney General, Office of the District
of Columbia Attorney General, Washington, D.C.; Aaron M.
Frey, Maine Attorney General, Office of the Maine Attorney
General, Augusta, Maine; Keith Ellison, Minnesota
Attorney General, Office of the Minnesota Attorney
General, St. Paul, Minnesota; Letitia James, New York
Attorney General, Office of the New York Attorney General,
New York, New York; for Amici Curiae the States of
California, Washington, Colorado, District of Columbia,
Illinois, Maine, Massachusetts, Minnesota, Nevada, New
York, and Oregon.
Angela Y. Wu and Patience Crozier, GLBTQ Legal
Advocates & Defenders, Boston, Massachusetts; Kell L.
Olson, Lambda Legal Defense and Education Fund Inc.,
Tucson, Arizona; Charlie Ferguson, Lambda Legal Defense
and Education Fund Inc., New York, New York; for Amici
Curiae GLBTQ Legal Advocates & Defenders and Lambda
Legal Defense and Education Fund, Inc.
ROE V. JOHNSTON 7
OPINION
DESAI, Circuit Judge:
Transgender people in Arizona sued the Director of
Arizonaâs Department of Health Services (âADHSâ) to have
the ability to amend the sex marker on their birth certificates
without undergoing a sex change operation. But they do not
need an injunction from this court to grant them relief;
Arizona law allows them to amend the sex marker on their
birth certificates without undergoing a sex change operation.
Under Arizonaâs birth certificate amendment statute,
people who have undergone a sex change operation may
amend their birth certificates by submitting a written request
and a physicianâs verification of the operation. All other
peopleâincluding transgender people who have not
undergone a sex change operationâmay amend their birth
certificates by obtaining a court order. Plaintiffs allege that
this scheme violates the Equal Protection Clause and the Due
Process Clause because obtaining a court order is difficult
and expensive. We find no constitutional violation. Because
Arizonaâs birth certificate amendment statute does not
discriminate against a suspect class or burden a fundamental
right, we apply rational basis review to plaintiffsâ facial
challenge. And because the law is rationally related to a
legitimate government interest, it passes constitutional
muster. We thus reverse the district courtâs summary
judgment for the plaintiffs and vacate its permanent
injunction.
Background
The named plaintiffs, three transgender children in
Arizona, sued ADHS, alleging that the stateâs birth
8 ROE V. JOHNSTON
certificate amendment requirements violate their
constitutional rights. They challenge A.R.S. § 36-337(A)(3),
which requires the registrar to amend a personâs birth
certificate if that person provides the registrar âa written
request for an amended birth certificate,â and a written
âstatement by a physician that verifiesâ the person
underwent a âsex change operation.â A.R.S. § 36-337(A)(3).
They allege that this âsurgical requirementâ violates the
Equal Protection Clause and Due Process Clause.
The district court certified a class of â[a]ll transgender
individuals born in Arizona, now and in the future, who seek
to change the sex listed on their birth certificates but have
not undergone a âsex change operationâ as treatment for their
gender dysphoria.â During discovery, the parties agreedâ
and the district court concludedâthat plaintiffs were
proceeding with only a facial challenge and abandoned any
as-applied challenge.
The district court granted summary judgment to
plaintiffs on all claims. On the equal protection claim, the
court concluded that the statute discriminates based on
transgender status and is thus subject to heightened scrutiny.
It held that the law does not satisfy heightened scrutiny
because it is not substantially related to an important
government interest. On the due process claims, the district
court concluded that the law violates plaintiffsâ substantive
due process rights to individual liberty and autonomy, to
make medical decisions, and to informational privacy.
Applying strict scrutiny, the district court held that the law
violates due process because it is not narrowly tailored to a
compelling government interest.
Plaintiffs moved for a permanent injunction. Both parties
agreed that a permanent injunction was necessary to
ROE V. JOHNSTON 9
effectuate the district courtâs holding that the statute is
unconstitutional, but they disagreed on the scope of the
injunction. The district court adopted the plaintiffsâ approach
and entered an order striking the word âoperationâ from
§ 36-337(A)(3) and an implementing regulation. ADHS
timely appealed. After judgment was entered, Arizonaâs
Senate President and Speaker of the House of
Representatives (âintervenorsâ) moved to intervene pursuant
to Federal Rule of Civil Procedure 24, and the district court
granted their motion. The intervenors also timely appealed.
We consolidated the two appeals and granted ADHSâs
motion for a stay pending appeal.
Standard of Review
We review de novo orders granting summary judgment.
L. F. v. Lake Wash. Sch. Dist. #414, 947 F.3d 621, 625 (9th
Cir. 2020). Summary judgment is proper when the âmovant
shows that there is no genuine dispute as to any material fact
and the movant is entitled to judgment as a matter of law.â
Fed. R. Civ. P. 56(a). To prevail on a facial challenge,
plaintiffs must show that the law âis unconstitutional in all
its applications.â Bucklew v. Precythe, 587 U.S. 119, 138
(2019).
Analysis
Arizona issues birth certificates to everyone born in the
state. A.R.S. § 36-333(A). Birth certificates are critical
identity documents, used for identification in school
registration, employment, and when obtaining other identity
documents such as driverâs licenses and passports. Arizona
recognizes that birth certificates may require amendment or
correction and thus provides a statutory and regulatory
scheme to govern the process. See, e.g., A.R.S. § 36-337;
10 ROE V. JOHNSTON
Ariz. Admin. Code R9-19-208 (amendment); A.R.S. § 36-
323; Ariz. Admin. Code R9-19-207 (correction).
An amendment is âa change, other than a correction, to
a registered [birth] certificate by adding, deleting or
substituting information on that certificate.â A.R.S. § 36-
301(2). The amendment statute lists several circumstances
in which the registrar âshall amendâ a birth certificate,
including when she receives âan adoption certificate or a
court order for adoptionâ or a âvoluntary acknowledgment
of paternity.â A.R.S. § 36-337(A)(1), (2). More relevant
here, the registrar must also amend a birth certificate when
she receives a âwritten requestâ from a person who has
undergone a sex change operation and a âwritten statement
by a physician that verifies the sex change operation.â
A.R.S. § 36-337(A)(3) (âsection (A)(3)â). Lastly, the
registrar must amend a birth certificate when she receives a
âcourt order ordering an amendment to a birth certificate.â
Id. § 36-337(A)(4) (âsection (A)(4)â).
A correction is âa change made to a registered certificate
because of a typographical error, including misspelling and
missing or transposed letters or numbers.â A.R.S. § 36-
301(6). A physician or hospital administrator can request a
correction by submitting a written request âattesting to the
validity of the submitted correction.â Ariz. Admin. Code R9-
19-207(B), (C). Or an individual can request a correction by
submitting an âaffidavit attesting to the validity of the
submitted correctionâ and âan evidentiary document that
includes the specific information to be corrected.â Id. R9-19-
207(D), (E).
Plaintiffs allege that the birth certificate amendment
statute and corresponding regulations facially violate the
Equal Protection Clause and Due Process Clause. For their
ROE V. JOHNSTON 11
equal protection claim, they argue that the statute
discriminates against transgender people and is not
substantially related to a legitimate government interest. For
their due process claims, they argue that the statute infringes
on their rights (1) to be free from unwanted medical
procedures, (2) to individual liberty and autonomy, and
(3) to informational privacy. Before addressing these
constitutional claims, we first clarify what the Arizona
statutory scheme actually provides.
I. Under Arizona law, transgender people can amend
the sex marker on their birth certificates without
undergoing a âsex change operation.â
Plaintiffs raise a facial challenge, meaning âwe consider
only the text of the statute,â and not its application. See
Nguyen v. Bonta, 140 F.4th 1237, 1240 (9th Cir. 2025)
(citation modified). They allege that the statute is
unconstitutional because of its âsurgical requirement.â The
premise of plaintiffsâ claims is that A.R.S. § 36-337 makes
it more difficultâor in some cases, impossibleâfor
transgender people to amend the sex marker on their birth
certificates if they have not undergone a sex change
operation. But a statutory interpretation question lurks
beneath this premise: does the statute allow transgender
people who have not undergone a sex change operation to
amend the sex marker on their birth certificates by obtaining
a court order? The plaintiffs and ADHS agree that section
(A)(3) allows people who have undergone a sex change
operation to amend through an exclusively administrative
process, and section (A)(4) allows transgender people who
have not undergone a sex change operation to amend via
court order.
12 ROE V. JOHNSTON
The intervenors read the statute differently. They
contend that section (A)(3) is the only way that transgender
people can amend the sex marker on their birth certificates.
In the intervenorsâ view, transgender people cannot obtain a
court order ordering an amendment to their birth certificates
without also complying with section (A)(3)âs requirement to
undergo a sex change operation. A.R.S. § 36-337(A)(3).
As with all statutory interpretation, we begin with the
text. In re Riggins, 544 P.3d 64, 67 (Ariz. 2024). When a
statuteâs text is âplain and unambiguous,â the text controls
and we do not consider âsecondary principles of statutory
interpretation.â Id. On the other hand, if the statute is
ambiguous, âwe consider secondary principlesâ such as
legislative history, the statuteâs âhistorical background, its
effects and consequences, and its spirit and purpose.â Id.
We need not look further than the text here because the
statute is unambiguous. Section (A)(4) facially allows
anyoneâincluding transgender people who have not
undergone a sex change operationâto seek a court order
âordering an amendmentâ to their birth certificate. A.R.S.
§ 36-337(A)(4). The provision requires the registrar to
amend a birth certificate upon receiving a court order
ordering an amendment and, unlike other sections of the
amendment statute, contains no conditions, additional
requirements, or limitations. Id. Despite this clear statutory
command, the intervenors claim that transgender people
cannot invoke section (A)(4) to amend the sex marker on
their birth certificates and instead must use section (A)(3),
which requires a sex change operation. This interpretation
disregards the statutory language, context, and existing
precedent in Arizona.
ROE V. JOHNSTON 13
First, the statutory language is clear: section (A)(3)
applies to people who have undergone a sex change
operation, but section (A)(4) is not so limited. Had the
legislature desired to limit the amendments in section (A)(4)
to those permitted by sections (A)(1)â(3), it would have said
so. See In re Marriage of McLaughlin & Swanson, 476 P.3d
336, 338 (Ariz. Ct. App. 2020). And nothing in section
(A)(3) suggests that the legislature intended the provision to
be the only method by which a person can change the sex
marker on their birth certificate. 1
Moreover, section (A)(4) does not condition relief on or
otherwise import section (A)(3)âs sex change operation
requirement. Indeed, âwhen the legislature has specifically
included a term in some places within a statute and excluded
it in other places, courts will not read that term into the
sections from which it was excluded.â ACLU of Ariz. v. Ariz.
Depât of Child Safety, 493 P.3d 885, 890 (Ariz. 2021). We
thus have no basis to conclude that section (A)(4)
incorporates section (A)(3)âs requirements.
Construing the statutory provisions in context reinforces
our conclusion that section (A)(4) operates as a catch-all
1
In light of the unambiguous language of the statute, the intervenors fall
back on the legislative history. They point to the House Bill Summary,
noting that section (A)(4) is in a section of changes labeled âNo
Substantial Changes.â From this, they extrapolate that the current version
does not broadly provide for court-ordered amendments because the
previous version of the law did not do so. A.R.S. § 36-326(3) (1967). But
even assuming that a summary apparently prepared by House staff is
relevant, this strained interpretation would require us to reject the clear,
unambiguous language of the statute, which we cannot and will not do.
See Matter of Conservatorship of Chalmers, 571 P.3d 885, 889 (Ariz.
2025) (â[I]f the language is unambiguous, we do not resort to secondary
statutory interpretation principles (such as legislative history).â).
14 ROE V. JOHNSTON
provision and does not require a sex change operation. The
Arizona Supreme Court has emphasized that â[c]ontext is
always relevant to statutory interpretationâ because it is
âessential to avoid rendering other parts of the statutory
scheme superfluous.â Matter of Conservatorship of
Chalmers, 571 P.3d 885, 889 (Ariz. 2025). Each section
preceding (A)(4) describes a narrow circumstance in which
the registrar must amend a birth certificate. But section
(A)(4) is broad. Limiting or conditioning its application to
the requirements set forth in sections (A)(1), (2), or (3)
would make section (A)(4) superfluous. See Nicaise v.
Sundaram, 432 P.3d 925, 927 (Ariz. 2019) (â[I]f possible,
[we] must not interpret a statute in a way that would render
a subsection within the statute superfluous.â). The
legislatureâs choice to include an expansive catch-all in the
statuteâimmediately following three narrow and specific
provisionsâmust be given effect. See Riggins, 544 P.3d at
67 (âA cardinal principle of statutory interpretation is to give
meaning, if possible, to every word and provision so that no
word or provision is rendered superfluous.â); Chalmers, 571
P.3d at 889 n.2 (courts must âgive effect to all of the
provisionsâ in a statute).
The intervenors insist that section (A)(4) cannot operate
as a catch-all because it does not grant courts authority to
order amendments to birth certificates. But they ignore
Arizona law to the contrary. The Arizona Court of Appeals
has held that under section (A)(4), courts have the authority
to order amendments not expressly contemplated by the
other subsections in the statute. McLaughlin, 476 P.3d at
338. There, two mothers appealed a trial courtâs decision
ordering that both mothers appear as âparentâ on the birth
certificate because the trial court believed it âlacked legal
authority to order ADHS to amend the birth certificate to
ROE V. JOHNSTON 15
designate both parties as âmother.ââ Id. (citation modified).
The Court of Appeals reversed, explaining that âcourts have
the authority and discretion to amend a birth certificate when
petitioned to do so and when appropriate in a particular
case.â Id. (citing Ariz. Admin. Code R9-19-208(B)). Thus,
the court held in no uncertain terms that section (A)(4)
âgives the trial court the authority to order the amendment of
the birth certificate.â Id. (citation modified).
The intervenors ignore McLaughlin and ask us to
conclude that section (A)(4)âs only function is to direct the
registrar to comply with court orders when she receives
them. They insist that section (A)(4) applies only when a
court is authorized to order an amendment under some other
statute. But they cannot point to any other statute granting
courts authority to order amendments to birth certificates. 2
Their interpretation would thus render section (A)(4)
meaningless. See Nicaise, 432 P.3d at 927. Instead, to âgive
effect to all of the provisionsâ in the statute, see Chalmers,
571 P.3d at 889 n.2 (citation modified), we read section
(A)(4) as granting courts broad authority to order
amendments to birth certificates âwhen appropriate in a
particular case.â See McLaughlin, 476 P.3d at 338.
Plaintiffs argue that in practice, some Arizona trial courts
have not allowed transgender people to obtain a court order
without showing that they have satisfied section (A)(3)âs sex
change operation requirement. Indeed, two of the named
2
At oral argument, the intervenors stated that in the context of
establishing paternity, the statutory scheme grants courts authority to
âadjudge paternity and order the amendment of the birth certificates.â
Not so. The statutes for contested paternity cases do not address a courtâs
authority to order birth certificate amendments; they address only the
courtâs authority to adjudicate the petition itself. See A.R.S. § 25-806.
16 ROE V. JOHNSTON
plaintiffs were apparently denied a court order for that
reason. Their mothers testified that the Arizona trial courts
denied their requests for a court order because of their view
that ADHS would not honor the order without proof of a sex
change operation. But we conclude that requiring proof of a
sex change operation under section (A)(4)âsimply because
it is required by section (A)(3)âis improper based on the
plain text of the statute. And for a court to decline to issue
an order because it predicts that ADHS âwouldnât honor it,â
is doubly improper. ADHS, a party to this action, correctly
takes no such position. The statute leaves no discretion to the
agency; it shall amend a birth certificate if a court order
directs it to do so. 3 A.R.S. § 36-337(A)(4). In any event,
plaintiffsâ objection on this front fails because this is a facial
challenge in which âwe consider only the textâ of the statute,
ânot its application.â See Calvary Chapel Bible Fellowship
v. Cnty. of Riverside, 948 F.3d 1172, 1176 (9th Cir. 2020).
At bottom, the statute allows anyone to obtain a court
order ordering an amendment to the sex marker on their birth
certificate without providing proof of a sex change
operation. Arizona trial courts have authority to order
amendments under A.R.S. § 36-337(A)(4) âwhen petitioned
to do so and when appropriate in a particular case.â See
3
Ten years ago, ADHS took the position that the Superior Court did not
have authority to order the agency to amend birth certificates, and the
agency would only amend birth certificates pursuant to section (A)(3).
ADHS took this position in a 2016 case in which a transgender child
obtained a court order ordering an amendment to their name and sex
marker on their birth certificate. ADHS refused to comply with the order
because the child had not undergone a sex change operation, and the
child appealed. In an administrative appeal, the ALJ emphasized that an
âagency may not disregard clear statutory directivesâ and held that
ADHS âwas required to amend the sex on [the childâs] birth certificate.â
ADHS represents that it has since abandoned that position.
ROE V. JOHNSTON 17
McLaughlin, 476 P.3d at 338. And when the registrar is
presented with such an order, she must amend the birth
certificate. A.R.S. § 36-337(A)(4). With that understanding
of the statutory scheme, we turn to plaintiffsâ constitutional
challenges.
II. Arizonaâs birth certificate amendment statute does
not violate the Equal Protection Clause.
The Equal Protection Clause commands that âno State
shall . . . deny to any person within its jurisdiction the equal
protection of the laws.â U.S. Const., amend. XIV, § 1.
Plaintiffs first argue that the birth certificate amendment
statute violates the Equal Protection Clause because it treats
transgender people differently than non-transgender people.
For that reason, plaintiffs urge us to apply heightened
scrutiny. But the statute does not discriminate based on
transgender status or based on any other suspect class. We
thus apply rational basis review and conclude that the statute
is rationally related to a legitimate government purpose.
A. The statute does not discriminate based on
transgender status.
While some laws are facially neutral, âmost legislation
classifies for one purpose or another.â Romer v. Evans, 517
U.S. 620, 631 (1996). But we do not treat all classifications
equally; âif a law neither burdens a fundamental right nor
targets a suspect class, we will uphold the legislative
classification so long as it bears a rational relation to some
legitimate end.â Id. If, on the other hand, the law classifies
based on sex or transgender status, we will apply heightened
scrutiny and analyze whether the classification is
âsubstantially relatedâ to âimportant governmental
18 ROE V. JOHNSTON
objectives.â 4 See United States v. Virginia, 518 U.S. 515,
533 (1996) (sex); Karnoski v. Trump, 926 F.3d 1180, 1200â
01 (9th Cir. 2019) (transgender status).
To start, section (A)(4) does not classify based on a
suspect class. It applies to all people equally; that is, anyone
can seek a court order ordering an amendment. See San
Antonio Indep. Sch. Dist. v. Rodriguez, 411 U.S. 1, 20
(1973); United States v. Carrillo-Lopez, 68 F.4th 1133, 1143
(9th Cir. 2023). Plaintiffs do not argue that section (A)(4),
on its face, discriminates against a suspect class.
Plaintiffs focus on section (A)(3). They allege that
section (A)(3) classifies based on transgender status because
it requires a person amending their birth certificate to
undergo a sex change operation. See A.R.S. § 36-337(A)(3).
Plaintiffs contend that, because sex change operations are
closely tied to transgender status, section (A)(3)
âdiscriminates against individuals on the basis of criteria that
are almost exclusively indicators of membership in the
disfavored group.â See Pac. Shores Props., LLC v. City of
Newport Beach, 730 F.3d 1142, 1160 n.23 (9th Cir. 2013)
(citation modified). In other words, plaintiffs argue that the
statute causes âproxy discrimination,â in which âa law . . .
treats individuals differently on the basis of seemingly
neutral criteria that are so closely associated with the
disfavored group that discrimination on the basis of such
criteria is, constructively, facial discrimination against the
disfavored group.â Id.
4
A facially neutral statute may also be subject to heightened scrutiny if
enacted with a discriminatory purpose. See United States v. Carrillo-
Lopez, 68 F.4th 1133, 1139 (9th Cir. 2023). But the parties agree that the
law was not enacted with a discriminatory purpose.
ROE V. JOHNSTON 19
Plaintiffsâ argument misconstrues both the plain
language of the statute and the nature of proxy
discrimination. Here, the law does not classify based on
transgender status, expressly or by proxy, because it does not
condition a benefit on whether a person is transgender.
Instead, it allows anyone to amend a birth certificate by
obtaining a court order through section (A)(4). And for a
smaller group of people who have undergone a sex change
operation, the statute allows them to obtain a change through
the administrative process under section (A)(3).
Simply put, all transgender people can amend the sex
marker on their birth certificates under the statute by
obtaining a court order. In addition, some transgender people
can amend the sex marker on their birth certificate by
submitting a physician statement confirming they have
undergone a sex change operation. Thus, the only
conceivable classification section (A)(3) draws is based on
whether a person has undergone a sex change operation. See
A.R.S. § 36-337(A)(3). But the mere fact that some group of
peopleâthose who have undergone a sex change
operationâcan obtain relief through section (A)(3) by
providing proof of the sex change operation is not a
classification based on transgender status in this case. That
the statute allows all members of the disfavored classâ
transgender peopleâto obtain the desired relief establishes
that it does not discriminate on the basis of membership in
that group. 5
5
The process for making corrections to birth certificates does not render
the amendment statute facially discriminatory. That process is available
to all peopleâincluding transgender peopleâwho seek to correct a
âtypographical errorâ on a birth certificate. A.R.S. § 36-301(6).
20 ROE V. JOHNSTON
In sum, the birth certificate amendment statute does not
draw a legislative classification based on transgender status
or any other suspect class. We thus analyze the statute using
rational basis review. See United States v. Skrmetti, 605 U.S.
495, 510 (2025).
B. The birth certificate amendment statute survives
rational basis review.
Under rational basis review, we determine whether the
challenged law is ârationally related to a legitimate
governmental purpose.â Munoz v. Sullivan, 930 F.2d 1400,
1404 (9th Cir. 1991). This is not a rigorous test: we ask only
whether âthere is any reasonably conceivable state of facts
that could provide a rational basis for the classification.â
FCC v. Beach Commcâns, Inc., 508 U.S. 307, 313 (1993).
When we review for a rational basis, a statute âcomes to
us bearing a strong presumption of validity.â Id. at 314.
Indeed, âthose attacking the rationality of the legislative
classification have the burden to negative every conceivable
basis which might support it.â Id. at 315 (citation modified).
The record need not contain âlegislative factsâ explaining
the distinction. See id. (stating that âwhether the conceived
reason for the challenged distinction actually motivated the
legislatureâ is âentirely irrelevantâ). Ultimately, if we can
conceive of a reason for the classification and the plaintiffs
cannot negate its rationality, the statute does not violate the
Equal Protection Clause. The birth certificate amendment
statute clears this low bar.
The Arizona statutory scheme is rationally related to the
governmentâs interest in sufficient evidentiary support for a
birth certificate amendment. The parties agree that birth
certificates are critical identity documents in which the
government and citizens have an interest in maintaining
ROE V. JOHNSTON 21
accuracy. At times, amendment is necessary to ensure the
accuracy of the birth certificate and âprotect the integrityâ of
the records. The state thus not only has a legitimate interest
in providing a process for amendments but ensuring that any
requests for amendment are adequately supported. See
A.R.S. § 36-337(A); Ariz. Admin. Code R9-19-208.
When it comes to amending the sex marker on a birth
certificate, the legislature determined that undergoing a sex
change operationâand providing proof of that operation to
the registrarâis sufficient on its own to prove that an
individual requires a change to their birth certificate. A.R.S.
§ 36-337(A)(3). But there are many other ways for a
transgender person to transition that do not include a surgical
operation. The parties agree. ADHS, for example,
recognizes that social transitioning or transitioning with
medication or hormone therapy can effectively allow a
transgender person to âalign a personâs body and lived
experience with the personâs gender identity.â Accordingly,
a transgender person could demonstrate without undergoing
surgery that âa change . . . by adding, deleting or substituting
information onâ their birth certificate is warranted. A.R.S.
§ 36-301(2); see McLaughlin, 476 P.3d at 338 (observing
that âamend is defined broadlyâ and trial courts can âorder
ADHS to use whatever terms [on a birth certificate] the court
deems appropriate in the circumstancesâ). Given that
âtransition is highly individualized for each person,â in these
circumstances, a judicial factfinder is better equipped than
the administrative agency to confirm that the registrar should
âmake a changeâ to the personâs sex marker. A.R.S. § 36-
301(2); see also McLaughlin, 476 P.3d at 338 (â[C]ourts
have the . . . discretion to amend a birth certificate when
petitioned to do so and when appropriate in a particular
case.â). On the other hand, it is reasonably conceivable that
22 ROE V. JOHNSTON
obtaining an âinvasiveâ and sometimes âirreversibleâ
procedure to change oneâs physical sex characteristics does
not require a factfinder to further evaluate whether a
personâs sex marker should be changed. The distinction is
thus rational. See Munoz, 930 F.2d at 1404 (âEqual
protection is not generally thought to require rationality in
the abstract, but rather that the classifications the
government employsâi.e., the lines it draws among classes
of personsâbe rational.â).
The plaintiffs offer no meaningful rebuttal to this
justification. They focus only on attempting to rebut several
of the stateâs other proffered justifications for the law, but
we are not limited to the reasons offered by the state. See
Olson v. California, 104 F.4th 66, 77â78 (9th Cir. 2024) (en
banc) (âWe may consider any purposes the legislature,
litigants, or district court have espoused, but we are not
limited to those reasonsâwe may consider any other
rational purposes possibly motivating enactment of the
challenged statute.â (citation modified)). Thus, even if some
justifications offered by the state and intervenors do not
satisfy rational basis review, plaintiffs fail to carry their
burden to ânegate every conceivable basis which might
supportâ the legislative classification. See id. at 77 (citation
modified).
We emphasize that our decision hinges on our
interpretation of the statute allowing people to amend their
sex marker using a court order under section (A)(4). In other
words, because section (A)(4) provides a method for all
peopleâincluding transgender people who have not
undergone a sex change operationâto amend their birth
certificates, we conclude that the state may rationally require
a factfinder to issue a court order in some cases before
amending the sex marker.
ROE V. JOHNSTON 23
III. The birth certificate amendment statute does not
violate the Due Process Clause.
The district court also granted summary judgment for
plaintiffs on their due process claims. Plaintiffs allege that
the statute violates three substantive due process rights:
(1) the right to be free from unwanted medical procedures;
(2) the right to individual liberty and autonomy; and (3) the
right to informational privacy.
The substantive component of the Due Process Clause
âprovides heightened protection against government
interference with certain fundamental rights and liberty
interests.â Washington v. Glucksberg, 521 U.S. 702, 720
(1997). On a substantive due process claim, we must
determine whether a law infringes on a âfundamental right,â
and if so, we review the law under strict scrutiny. See Lopez-
Valenzuela v. Arpaio, 770 F.3d 772, 780 (9th Cir. 2014) (en
banc). To succeed on a facial due process challenge, the
plaintiffs must show that the law is unconstitutional in all its
applications. See id. Here, even assuming the alleged due
process rights are fundamental, the plaintiffsâ due process
challenges fail because the statute does not burden the
fundamental rights in all its applications.
To start, the law does not burden the right to be free from
unwanted medical procedures in all applications. The
Supreme Court has recognized that under the Due Process
Clause, a âcompetent person has a constitutionally protected
liberty interest in refusing unwanted medical treatment.â
Cruzan by Cruzan v. Dir., Mo. Depât of Health, 497 U.S.
261, 278 (1990). This right is most often implicated in cases
involving physicians administering life-sustaining treatment
against a patientâs wishes. See id. at 279 This case is not
comparable. As explained above, section (A)(4) provides a
24 ROE V. JOHNSTON
method to amend the sex marker on a birth certificate that
does not require a sex change operation or any other specific
medical treatment. A.R.S. § 36-337(A)(4). We cannot
conclude that the statute implicates the alleged fundamental
right to refuse unwanted medical treatment in all
applications when, on its face, it allowsâindeed, requiresâ
amendment without reference to any specific medical
treatment. See Coons v. Lew, 762 F.3d 891, 899 (9th Cir.
2014) (âIn order to determine whether [a law] . . . implicates
[plaintiffsâ] rights to medical autonomy, we must examine
what the [law] actually requires.â).
For similar reasons, the law does not burden the right to
individual freedom and autonomy. The Due Process Clause
âpromises liberty to all within its reach,â which includes
ârights that allow persons, within a lawful realm, to define
and express their identities.â Obergefell v. Hodges, 576 U.S.
644, 651â52 (2015). Plaintiffs argue that the birth certificate
amendment statute impinges on transgender peoplesâ âright
to define who they are and to live autonomously,â because it
prevents amendment unless a person obtains a sex change
operation. Again, this argument ignores the plain text of the
statute, which does not require a sex change operation to
amend a birth certificate. See A.R.S. § 36-337(A)(4). And to
the extent that plaintiffs argue that obtaining a court order to
amend a birth certificate burdens a fundamental liberty, the
argument fails. Given that court orders are regularly required
to obtain documentation and state benefits, see, e.g., A.R.S
§ 36-333.03(A) (delayed birth certificate requires a court
order); A.R.S. § 36-336 (adoption court orders), we cannot
conclude that this requirement burdens a fundamental right.
Finally, the law does not burden the right to
informational privacy. The right to informational privacy
protects âthe individual interest in avoiding disclosure of
ROE V. JOHNSTON 25
personal matters.â Thorne v. City of El Segundo, 726 F.2d
459, 468 (9th Cir. 1983). We have held that the government
violates this right by, for instance, forcing disclosure of a
personâs sexual associations as a condition of employment.
Id. at 468â69. In plaintiffsâ view, the same right is implicated
here because the law requires them to publicly disclose their
transgender status, either (1) by requiring them to use a birth
certificate that does not align with their gender identity or
(2) by requiring them to disclose in public court proceedings.
The statute does not require transgender people who
have not undergone surgery to use a birth certificate that
does not align with their gender identity in all its
applications. Plaintiffs insist that the statute requires them to
regularly present inaccurate birth certificates because they
cannot amend their birth certificates without undergoing
surgery. But this argument again relies on the premise that
we reject. All members of the plaintiff class may avoid
unwanted disclosure of their transgender status by obtaining
a court order under section (A)(4) amending their birth
certificates. See A.R.S. § 36-337(A)(4). In other words, âthe
statute at issue would be constitutional as applied in a large
fraction of cases.â Roulette v. City of Seattle, 97 F.3d 300,
306 (9th Cir. 1996). And when a statute has constitutional
applications, plaintiffs necessarily fail to establish a facial
due process violation. See id. (citing United States v.
Salerno, 481 U.S. 739, 749â50 (1987)).
Similarly, the statute does not require public disclosure
of their transgender status from those seeking a court order
to amend their birth certificates. While it is true that court
proceedings are ordinarily public, the Arizona Rules of Civil
Procedure provide a method to seal court filings. Ariz. R.
Civ. P. 5.4. Plaintiffs may be right that they have âno
guarantee that a request to seal their records would be
26 ROE V. JOHNSTON
grantedâ in any individual case, but this is a facial challenge,
and plaintiffs cannot show that their informational privacy
rights are burdened âin every conceivable applicationâ of the
statute. Simon v. City and Cnty. of San Francisco, 135 F.4th
784, 797 (9th Cir. 2025); see also Salerno, 481 U.S. at 745
(stating that a facial challenge is the âmost difficult
challenge to mount successfullyâ because it requires a
plaintiff to âestablish that no set of circumstances exists
under which the [policy] would be validâ).
All told, plaintiffsâ due process claims rest on a reading
of the statute that we reject. Given the availability of the
court order process, plaintiffsâ alleged fundamental rights
are not burdened in all applications of the statute, and the
law thus does not violate the Due Process Clause. Summary
judgment for the plaintiffs was improper.
Conclusion
We reverse the district courtâs grant of summary
judgment, vacate the permanent injunction, and remand for
further proceedings.