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& (court to reconsider claims against the )CivilCourt of AppealsAppeal
Curtrina Martin v. USA
- Court
- Court of Appeals for the Eleventh Circuit
- Decided
- Oct 7, 2026
- Docket
- 23-10062
- Judges
- Not listed
Detailed analysis & 3-line summary
AI breakdown
Where this case stands
District court: granted to the United States on the plaintiffs' FTCA claims.
This decision · Appeal
& (court to reconsider claims against the )
TL;DR
- 1The case centers on a family whose home was raided by the in error during a gang investigation.
- 2The court is evaluating whether the government's shields them from being held liable.
- 3This decision comes after new Supreme Court guidance on the in similar cases.
Key issues
- 1
Does the block the plaintiffs' claims?
Holding · The court analyzes whether the governmentâs actions during the raid are protected by the , impacting liability.
Why it matters
This ruling affects how cases involving government actions in law enforcement can proceed, especially in cases of mistaken identity during police operations.
If you were the judge?
An FBI SWAT team raided the wrong house. Should the government be held liable?
- 1The FBI targeted a gang member but mistakenly raided the home of an innocent family, traumatizing them.
- 2The family, including a child, was subjected to a violent raid with flashbangs and tactical gear, leading them to file claims against the FBI.
- 3The case revolves around whether the government's actions fall under the discretionary-function exception, protecting them from liability.
Can the be sued for a wrong-house raid during a gang operation?
Parties
Appellant
Curtrina Martin
Appellee
USA
Roles are inferred from the case caption.
Opinion of the court
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FOR PUBLICATION
In the
United States Court of Appeals
For the Eleventh Circuit
____________________
No. 23-10062
____________________
CURTRINA MARTIN,
Individually and as Parent and Next friend of,
G.W.,
a Minor,
HILLIARD TOI CLIATT,
PlaintiïŹs-Appellants,
versus
UNITED STATES OF AMERICA,
LAWRENCE GUERRA,
SIX UNKNOWN FBI AGENTS,
Defendants-Appellees.
____________________
Appeal from the United States District Court
for the Northern District of Georgia
D.C. Docket No. 1:19-cv-04106-JPB
____________________
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2 Opinion of the Court 23-10062
Before JORDAN, JILL PRYOR, and KIDD, Circuit Judges.
PER CURIAM:
âThe United States, as sovereign, is immune from suit save
as it consents to be sued[.]â United States v. Sherwood, 312 U.S. 584,
586 (1941). Through the Federal Tort Claims Act, Congress waived
that immunity for certain torts committed by federal government
oïŹcials and employees. See 28 U.S.C. §§ 1346(b), 2671 et seq. But, in
so doing, Congress recognized that there are certain governmental
functions that should not be âdisrupted by FTCA lawsuitsâ and
carved out 13 separate exceptions (one of which has a proviso). See
Molzof v. United States, 502 U.S. 301, 312 (1992).
This case, which arises out of a wrong-house raid, presents
us with two of those exceptionsâthe discretionary-function excep-
tion and the intentional-tort exception. See 28 U.S.C. §§ 2680(a), (h).
We also address the grant of qualiïŹed immunity to the Federal Bu-
reau of Investigation agent who was in charge of the raid.
Following review of the record, and with the beneïŹt of oral
argument, we aïŹrm the district courtâs grant of summary judg-
ment to the United States on the plaintiïŹsâ FTCA claims. We re-
verse the grant of qualiïŹed immunity to the FBI agent.
I
This case is before us on remand from the United States Su-
preme Court. In Martin v. United States, 605 U.S. 395 (2025) (Martin
II), the Court expressly abrogated three of our prior cases, vacated
our prior opinion in full, and remanded for further consideration
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23-10062 Opinion of the Court 3
in light of the change to our FTCA precedent. We begin with the
facts and then pivot to the caseâs procedural history.
A
In 2015, the FBI commenced Operation Red Tape to address
violent gang activity in Georgia. On October 12, 2017, the Opera-
tion culminated in a 30-defendant indictment. Arrest warrants, in-
cluding one for gang member Joseph Riley, and search warrants,
including one for Mr. Rileyâs residence in southwest Atlanta, soon
followed. The address of that residence was 3741 Landau Lane.
Hilliard Cliatt, his then-fiancée Curtrina Martin, and her
seven-year-old son G.W. were not among the defendants indicted.
Yet, through no fault of their own, the Cliatt-Martins were caught
in the crosshairs of Operation Red Tape.
At approximately 5:00 am on October 18, 2017, an FBI
SWAT team broke down the door of the Cliatt-Martin residenceâ
located at 3756 Denville Traceâand immediately detonated a flash
bang grenade. Mr. Cliatt and Ms. Martin cowered in a closet as the
SWAT teamâwearing full tactical gear, green ballistic helmets,
protective headphones and lenses, and ballistic vestsâstormed
into their bedroom. Each member of the SWAT team carried a rifle
and a holstered handgun. Soon after entering the bedroom, the
SWAT team located Mr. Cliatt in the closet, dragged him onto the
bedroom floor, and handcuffed him. G.W. was in his room across
the hall, awake and terrified by the sounds of the raid.
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4 Opinion of the Court 23-10062
Amidst the chaos, the SWAT team leader, Agent Lawrence
Guerra, noticed that Mr. Cliatt did not have the same face and neck
tattoos that he had seen in the photographs of their target, Mr. Ri-
ley. Agent Guerra asked Mr. Cliatt for his name and address, which
he provided, and which did not match the name and address in the
search and arrest warrants. Around the same time, a SWAT team
member located a piece of mail with an address different from the
warrants. After realizing their mistake, the SWAT team immedi-
ately left the home, located Mr. Riley, and arrested him as he at-
tempted to flee. Agent Guerra later returned to the Cliatt-Martin
home, provided FBI contact information, and documented the
damage to the front door caused by the forcible entry.
Br. for Appellant at 5. See also D.E. 101-4 at 1.
As shown above, the Cliatt-Martin home is three houses
away from Mr. Rileyâs residenceâon a different street and with an
intervening cross street between them. Agent Guerraâs excuse for
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23-10062 Opinion of the Court 5
going to the wrong home was that his personal Garmin-brand GPS
unit directed him to the wrong home. The Cliatt-Martins vehe-
mently dispute whether Agent Guerra conducted an adequate site
survey or day-of drive-by in advance of the raid. Agent Guerra
threw his personal Garmin GPS away shortly after the incident,
and has not provided an explanation for doing so.
B
Since the wrong-house raid on October 18, 2017, this case
has had a lengthy procedural history. In September of 2019, Mr.
Cliatt, Ms. Martin, and G.W. filed this action. They brought six
claims: (1) false arrest and false imprisonment against the United
States under the FTCA (Count I); (2) assault and battery against the
United States under the FTCA (Count II); (3) trespass and interfer-
ence with private property against the United States under the
FTCA (Count III); (4) negligent infliction of emotional distress and
intentional infliction of emotional distress against the United States
under the FTCA (Count IV); (5) negligence against the United
States under the FTCA (Count V); and (6) illegal entry, detention,
and false arrest in violation of the Fourth Amendment against
Agent Guerra and other agents under Bivens v. Six Unknown Fed.
Narcotics Agents, 403 U.S. 388 (1971) (Count VI). 1
1 Mr. Cliatt and Ms. Martin (with her son) filed two separate complaints, initi-
ating two actions before they were consolidated. The difference between the
two complaints is that Mr. Cliattâs complaint added the interference with pri-
vate property to Count III (in addition to trespass) and the intentional infliction
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6 Opinion of the Court 23-10062
On August 27, 2021, the government and Agent Guerra
moved for summary judgment. The government argued that the
district court lacked subject-matter jurisdiction over Counts IIIâV
under the FTCAâs discretionary-function exception. It then as-
serted that the plaintiffsâ remaining claims against the government
(Counts I and II) failed under Georgia law. Agent Guerra main-
tained that he was entitled to qualified immunity on Count VI be-
cause he did not violate clearly established law. 2
On September 23, 2022, the district court granted the gov-
ernmentâs motion as to Counts IIIâV, ruling that the discretionary-
function exception restored the governmentâs sovereign immun-
ity. The court also concluded that Counts I and II fell within the
discretionary-function exception but thatâbased on then-existing
Eleventh Circuit precedentâthe law enforcement proviso over-
came that exception. Then, rejecting its arguments under Georgia
law, the court decided that the government was not entitled to
summary judgment as a matter of law. Additionally, the court
granted Agent Guerraâs motion for summary judgment as to
Count VI, concluding that qualified immunity shielded him from
the plaintiffsâ Fourth Amendment claims.
of emotional distress to Count IV (in addition to negligent infliction of emo-
tional distress).
2 Agent Guerra previously moved to dismiss on this ground. The district court
construed that motion as one for summary judgment (based on his attached
affidavit) and denied it without prejudice.
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23-10062 Opinion of the Court 7
On November 21, 2022, the government moved for recon-
sideration based on our intervening decision in Kordash v. United
States, 51 F.4th 1289 (11th Cir. 2022), which solidified a Supremacy
Clause defense to FTCA claims. The district court, applying Kor-
dash, granted the government summary judgment on Counts I and
II.
The plaintiffs appealed. The government again argued that
Georgia law barred the plaintiffsâ FTCA claims for false imprison-
ment and assault and battery and, even if not, the Supremacy
Clause defense applied. It then asserted that the discretionary-func-
tion exception barred the plaintiffsâ remaining FTCA claims. Ap-
plying Kordash, 51 F.4th at 1293, as well as a number of discretion-
ary function cases, we affirmed. See Martin v. United States, No. 23-
10062, 2024 WL 1716235, at *6â*8 (11th Cir. Apr. 22, 2024) (Martin
I).
The plaintiffs filed a petition for writ of certiorari, and the
Supreme Court granted the petition to answer the following two
questions: (1) â[w]hether the Constitutionâs Supremacy Clause
bars claims under the Federal Tort Claims Act when the negligent
or wrongful acts of federal employees have some nexus with fur-
thering federal policy and can reasonably be characterized as com-
plying with the full range of federal law[;]â and (2) â[w]hether the
discretionary-function exception is categorically inapplicable to
claims arising under the law enforcement proviso to the intentional
torts exception.â Martin v. United States, 145 S. Ct. 1158 (2025).
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8 Opinion of the Court 23-10062
The Supreme Court first concluded that the law enforce-
ment proviso, see 28 U.S.C. § 2680(h), only overcomes the FTCAâs
intentional-tort exception, abrogating Nguyen v. United States, 556
F.3d 1244, 1260 (11th Cir. 2009). See Martin II, 605 U.S. at 403â08.
The Court then ruled that there is not a Supremacy Clause defense
to liability under the FTCA, abrogating Denson v. United States, 574
F.3d 1318, 1347 (11th Cir. 2009), and Kordash, 51 F.4th at 1293. See
Martin II, 605 U.S. at 409â13. The Court continued:
Where does all that leave the case before us? We can
say this much: The plaintiffsâ intentional-tort claims
survive their encounter with subsection (h) thanks to
the law enforcement proviso, as the Eleventh Circuit
recognized. But it remains for that court on remand
to consider whether subsection (a)âs discretionary-
function exception bars either the plaintiffsâ negli-
gent- or intentional-tort claims. As we have ex-
plained, the Eleventh Circuit must undertake that as-
sessment without reference to its mistaken view that
the law enforcement proviso applies to subsection (a).
Id. at 413â14. âShould some or all of the plaintiffsâ claims survive
the discretionary-function exception, the Eleventh Circuit must
then ask whether, under Georgia state law, a âprivate individual
under like circumstancesâ would be liable for the acts and omis-
sions the plaintiffs allege, subject to the defenses discussed in
§ 2674[.]â Id. at 414. So, here we are.
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23-10062 Opinion of the Court 9
II
Whether the United Statesâ sovereign immunity is waived
under one of the FTCAâs exceptions is a legal question we review
de novo. See Alvarez v. United States, 862 F.3d 1297, 1301 (11th Cir.
2017). We also review âthe district courtâs grant of a motion for
summary judgment de novo, applying the same legal standards used
by the district court.â Means v. United States, 176 F.3d 1376, 1378
(11th Cir. 1999) (citation omitted). âSummary judgment is appro-
priate when there are no genuine issues of material fact and the
movant is entitled to judgment as a matter of law.â Id. (quotation
omitted). We âmust consider the evidence in the light most favor-
able to the nonmoving party.â Id. (quotation omitted).
On remand from the Supreme Court, the plaintiffs ask us to
âconstrue the [discretionary-function] exception from first princi-
ples.â Supp. Br. for Appellants at 20. Specifically, they contend that
we should examine the overlap (if any) between law enforcement
officersâ intentional torts and federal employeesâ discretionary
functions on a blank slate and conclude that the discretionary-func-
tion exception cannot be applied to intentional-tort claims arising
from a wrong-house raid. They say that we have license to do so as
a three-judge panel because the Supreme Court instructed us to
engage in a âcareful reexamination of this case in the first instance.â
Martin II, 605 U.S. at 415.
The government responds that all of the plaintiffsâ FTCA
claims are barred by the discretionary-function exception (now that
the Supreme Court has held that the law enforcement proviso does
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10 Opinion of the Court 23-10062
not overcome it). It also contends that the FTCA claims fail because
there would be no liability under Georgia law.
A
The FTCAâs intentional-tort exception applies to â[a]ny
claim arising out of assault, battery, false imprisonment, false ar-
rest, malicious prosecution, abuse of process, libel, slander, misrep-
resentation, deceit, or interference with contract rights[.]â 28
U.S.C. § 2680(h). But, through the law enforcement proviso, sov-
ereign immunity is not restored for the âacts or omissions of inves-
tigative or law enforcement officers of the United States Govern-
mentâ for claims arising out of âassault, battery, false imprison-
ment, false arrest, abuse of process, or malicious prosecution.â Id.
On remand, the government does not meaningfully contest that
Count I for false arrest and false imprisonment and Count II for
assault and battery against it fall under both the intentional-tort ex-
ception and the law enforcement proviso.3
Below, the government never argued that Counts I and II
were barred by the discretionary-function exception. This was, of
course, against a different backdrop of now-abrogated Eleventh
Circuit precedent. See Martin II, 605 U.S. at 403â13 (abrogating Ngu-
yen, 556 F.3d at 1260, Denson, 574 F.3d at 1347, and Kordash, 51 F.4th
at 1293). And we generally allow litigants to raise new issues
âwhere there is an intervening decision of the Supreme Court on
3 As to Count I, the government argues that the plaintiffs âappear to concede
that this claim may proceed only on a false imprisonment theory.â Supp. Br.
for Appellees at 8 n.4. We find no such concession by the plaintiffs.
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23-10062 Opinion of the Court 11
an issue that overrules either a decision of that Court or a published
decision of this Court that was on the books when the appellantâs
opening brief was filed[.]â United States v. Durham, 795 F.3d 1329,
1331 (11th Cir. 2015) (en banc). We therefore take up all the FTCA
claims under the discretionary-function exceptionâkeeping in
mind that the Supreme Court held in Martin II that the law enforce-
ment proviso does not expressly overcome this exception.
B
The discretionary-function exception applies to
[a]ny claim . . . based upon the exercise or perfor-
mance or the failure to exercise or perform a discre-
tionary function or duty on the part of a federal
agency or an employee of the Government, whether
or not the discretion involved be abused.
28 U.S.C. § 2680(a). 4
In United States v. Gaubert, 499 U.S. 315, 322â23 (1991), the
Supreme Court set out a two-part test to determine whether the
discretionary-function exception applies. First, we must look to the
nature of the challenged conduct and decide whether the conduct
âviolated a mandatory regulation or policy that allowed no judg-
ment or choice.â Autery v. United States, 992 F.2d 1523, 1526 (11th
Cir. 1993). The discretionary-function exception will not apply âif
a federal statute, regulation, or policy specifically prescribes a
4 Another provision, 28 U.S.C. § 2680(a), provides a due-care exception to the
sovereign immunity waiver, which is not at issue here. See Chhetri v. United
States, 823 F.3d 577, 582 (11th Cir. 2016).
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12 Opinion of the Court 23-10062
course of action for an employee to follow.â Gaubert, 499 U.S. at
322 (quotation omitted). See also Autery, 992 F.2d at 1529 (âOnly if
a âfederal statute, regulation, or policy specifically prescribes a
course of action,â embodying a ââfixed or readily ascertainable
standard,ââ will a government employeeâs conduct not fall within
the discretionary[-]function exception.â) (emphasis and internal ci-
tation omitted). Second, if we conclude that no âstatute, regula-
tion, or policy specifically prescribes a course of action,â we must
then consider whether the challenged conduct âis of the kind that
the discretionary[-]function exception was designed to shield.â
Gaubert, 499 U.S. at 322â23. The purpose of the exception is to âpre-
vent judicial second-guessing of legislative and administrative deci-
sions grounded in social, economic, and political policy through
the medium of an action in tort.â Id. at 323 (internal quotation
marks and citation omitted).
The plaintiffs mount several attacks on the application of the
discretionary-function exception to the conduct here. We begin
with their categorical arguments and then take up their case-spe-
cific arguments.
1
The plaintiffs maintain that the discretionary-function ex-
ception does not shield constitutional violations because federal of-
ficials lack discretion to violate the Constitution. They
acknowledge that our decision in Shivers v. United States, 1 F.4th 924
(11th Cir. 2021), rejected this same argument and that the Supreme
Court did not address the issue in this case. In fact, the Supreme
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23-10062 Opinion of the Court 13
Court stated that whether Shivers, 1 F.4th at 931 (and Martin Iâs re-
liance on it, 2024 WL 1716235, at *6), espoused a mistaken view of
the discretionary-function exception was a question âwell beyondâ
the two that it granted certiorari to address. See Martin II, 605 U.S.
at 415.
Nevertheless, the plaintiffs contend that the Supreme
Courtâs instruction to carefully reexamine this case in the first in-
stance gives us an opportunity to reconsider Shivers. See id. See also
id. at 418 (Sotomayor, J., concurring) (noting that Shiversâ âap-
proach,â suggesting that the discretionary-function exception ap-
plies unless a source of federal law specifically prescribes the course
of conduct âwhich even the Government does not defend before
this Court, would run headlong into this Courtâs precedentsâ).
We reluctantly disagree. As a later panel, we are bound by a
prior published decision like Shivers unless the âSupreme Court
case actually abrogate[s] or directly conflict[s] with, as opposed to
merely weaken[ing], the holding of the prior panel.â United States
v. Kaley, 579 F.3d 1246, 1255 (11th Cir. 2009). We cannot, therefore,
revisit Shiversâ holding that the discretionary-function exception
immunizes unconstitutional conduct. See 1 F.4th at 929â35.
2
The plaintiffs contend that the discretionary-function excep-
tion categorically does not immunize careless conduct. Although
we have not expressly weighed in on the circuit split on this issue,
the government says that Shivers essentially rejected this argument
too. See Xi v. Haugen, 68 F.4th 824, 843 (3d Cir. 2023) (Bibas, J.,
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14 Opinion of the Court 23-10062
concurring) (noting that âthere is a split over whether the excep-
tion applies when the challenged act was careless rather than a con-
sidered exercise of discretionâ). Compare Willis v. Boyd, 993 F.3d
545, 549 (8th Cir. 2021) (carelessness covered by exception), Lam v.
United States, 979 F.3d 665, 682 (9th Cir. 2020) (same), and Ball v.
United States, 967 F.3d 1072, 1077 (10th Cir. 2020) (same), with Coul-
thurst v. United States, 214 F.3d 106, 111 (2d Cir. 2000) (carelessness
outside exception), Rich v. United States, 811 F.3d 140, 147 (4th Cir.
2015) (same), and Palay v. United States, 349 F.3d 418, 432 (7th Cir.
2003) (same).
Shivers stated that âthere is nothing in the statutory language
that limits application of this exception based on the degree of the
abuse of discretion or the egregiousness of the employeeâs perfor-
mance.â 1 F.4th at 930 (internal quotation marks omitted). âCon-
gress could have adopted language that carved out certain behavior
from this exceptionâfor example, grossly negligent behavior, in-
tentional behavior, or behavior that rises to the level of a constitu-
tional violation.â Id. âBut Congress did not do so, and it is Congress
that uniquely decides what should fall within the waiver of sover-
eign immunity.â Id. See also Autery, 992 F.2d at 1528 (â[N]egligence
is simply irrelevant to the discretionary function inquiry.â) (quot-
ing Kennewick Irrigation Dist. v. United States, 880 F.2d 1018, 1029
(9th Cir. 1989)).
Although we did not couch this holding in the same âcare-
lessnessâ terms, we do not think Shivers allows for a categorical
carelessness exception to the discretionary-function exception.
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23-10062 Opinion of the Court 15
Shivers held that the level of wrongfulness of the federal employeesâ
conduct plays no role in our analysis. See 1 F.4th at 930.
3
We now reach Gaubertâs two-step test. Importantly, âthe
same governmental act may have both discretionary and nondis-
cretionary aspects, and in these circumstances [we] must disaggre-
gate conduct to determine which claims are cognizable and within
the courtâs jurisdiction and which are not.â 14 Wright & Miller,
Fed. Prac. & Proc. Juris. § 3658.1 (4th ed. 2015 & Apr. 2026 Supp.)
(citing Gaubert, 499 U.S. at 325â26). Accord Swafford v. United States,
839 F.3d 1365, 1370 (11th Cir. 2016) (âIn evaluating whether the
discretionary-function exception applies, we first must determine
exactly what conduct is at issue.â) (internal quotations marks and
citation omitted).
We begin with the proverbial elephant in the room: Mesa v.
United States, 123 F.3d 1435 (11th Cir. 1997). In Mesa, DEA agents
obtained an arrest warrant for a Pedro Pablo Mesa but arrested the
wrong Pedro Pablo Mesa. See id. at 1437. The Mesas alleged that
the DEA agents were negligent and reckless in their investigation
of the whereabouts of the Pedro Pablo Mesa named in the arrest
warrant. See id. We held that âthe investigation of the whereabouts
and identity of the subject of an arrest warrant prior to service of
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16 Opinion of the Court 23-10062
the arrest warrant is conduct that falls within the discretionary[-]
function exception.â Id. at 1438. 5
Under the first part of the Gaubert test, we concluded that
âthe decisions regarding how to locate and identify the subject of
an arrest warrant and regarding whether the person apprehended
is in fact the person named in the warrant are discretionary in na-
ture and involve an element of judgment or choice.â Id. On the
second part of the test, we reasoned that âthe decision regarding
how to locate and identify the subject of an arrest warrant is funda-
mentally rooted in policy considerations, and that judicial second-
guessing of this decision thus is not appropriate.â Id. We considered
that the agents might weigh secrecy, urgency, public safety, and
the need to preserve evidence. See id.
Additionally, once inside the wrong residence, âthe agents
may consider the possible repercussions of erroneously deciding
that the person they apprehended is not in fact the person named
in the warrant and letting that person go free.â Id. at 1438â39. We
ruled, therefore, that âthe discretionary[-]function exception ap-
plies to the process of determining whether the person appre-
hended is actually the person named in the arrest warrant.â Id. at
1439. See also Mid-South Holding Co. v. United States, 225 F.3d 1201,
1206 (11th Cir. 2000) (holding that âthe on-site decisions of the
5 The other claims, which were not at issue in the appeal, included negligence
in the procurement of a warrant, assault, battery, false imprisonment, inten-
tional infliction of emotional distress, invasion of privacy, and a Bivens claim.
See Mesa, 123 F.3d at 1437 n.2.
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23-10062 Opinion of the Court 17
agents of the Customs Service concerning the manner in which to
search [a] vessel also fall within the scope of the discretionary[-
]function exceptionâ under the Suits in Admiralty Act).
The plaintiffs nonetheless insist that the actions underlying
a wrong-house raid are not based on a discretionary function. They
offer a âground-up constructionâ of the exception, showing that
the discretionary-function exception applies only when an em-
ployee exercises discretion to fulfill the ends of an administrative
agency based on the discretionary-function exceptionâs text, the
discretionary-function exception Supreme Court precedent, and
the legislative history of the law enforcement proviso. See Supp.
Reply Br. of Appellants at 1.
It is true that the discretionary-function exceptionâs text ref-
erences administrative agencies. See 28 U.S.C. § 2680(a). But we
cannot ignore that it includes claims based on âa discretionary func-
tion or duty on the part of a federal agency or an employee of the
Government[.]â Id. (emphasis added).
We recognize that the cases in which the Supreme Court an-
alyzed the discretionary-function exceptionâleading up to
Gaubertâinvolved regulatory policy. These cases include Dalehite v.
United States, 346 U.S. 15, 38â41 (1953) (Tennessee Valley Author-
ityâs fertilizer production program covered by exception); Indian
Towing Co. v. United States, 350 U.S. 61, 69 (1955) (Coast Guardâs up-
keep of lighthouse was not discretionary even if the decision to
build the lighthouse is discretionary); Hatahley v. United States, 351
U.S. 173, 181 (1956) (the destruction of Navajo horses by federal
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18 Opinion of the Court 23-10062
agents was not discretionary where they failed to comply with a
federal regulation); United States v. S.A. Empresa de Viacao Aerea Rio
Grandense (Varig Airlines), 467 U.S. 797, 820 (1984) (the Federal Avi-
ation Administrationâs decision to certify airplanes without ïŹrst in-
specting them âfalls squarelyâ within the exception); Berkovitz v.
United States, 486 U.S. 531, 547 (1988) (the formulation of policy by
the Food and Drug Administration to regulate polio vaccine lots
was covered by the exception but the decision to release to the pub-
lic the particular lot of vaccine in violation of those standards was
not covered); and Gaubert, 499 U.S. at 332 (decisions through which
federal savings and loan associations supervised thrift institutions
were covered by the exception). But cf. Berkovitz, 486 U.S. at 538 (re-
jecting the argument that âthe exception precludes liability for any
and all acts arising out of the regulatory programs of federal agen-
ciesâ in part because âthe language of the exception . . . protects
âdiscretionaryâ functions, rather than âregulatoryâ functionsâ). 6
The same, however, cannot be said of our own cases. In-
deed, we have applied the discretionary-function exception to low-
level decisions involving some modicum of discretion. See, e.g.,
Mesa, 123 F.3d at 1438 (steps taken by DEA agents to identify the
6 One caveat related to Indian Towing, 350 U.S. at 64â65: Although the govern-
ment conceded that the discretionary-function exception would not cover the
negligent upkeep of the lighthouse and instead argued that the language of
Dalehite, 346 U.S. at 28, precluded liability, courts and scholars alike generally
agree that Indian Towing âdirectly bear[s] upon construction of the exception.â
Harold J. Krent, Preserving Discretion Without Sacrificing Deterrence: Federal Gov-
ernment Liability in Tort, 38 UCLA L. Rev. 871, 879 (1991).
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23-10062 Opinion of the Court 19
subject of an arrest warrant were covered by the exception); Hughes
v. United States, 110 F.3d 765, 768 (11th Cir. 1997) (decisions related
to security at a U.S. Post OïŹce involve discretionary functions);
OâFerrell v. United States, 253 F.3d 1257, 1266â67 (11th Cir. 2001) (de-
cisions by law enforcement oïŹcials throughout an investigation,
including alleged misrepresentations implicating the plaintiïŹs in
the subject bombings, threatening them, illegally searching their
property, and holding their property, are not cognizable under the
FTCA).
The plaintiffs also point to the legislative history of the law
enforcement proviso. As Justice Sotomayor explained in her con-
currence in Martin II, in April of 1973, 15 state and federal officers
wrongfully ransacked the home of Herbert and Evelyn Giglotto in
Collinsville, Illinois, and held them at gunpoint before realizing
their mistake. See Martin II, 605 U.S. at 419 (Sotomayor, J., concur-
ring) (citation omitted). âThe officers [then] moved on to the home
of Donald Askew, where they terrorized yet another innocent cou-
ple before confessing they had acted on a âbad tip.ââ Id. (citation
omitted).
After learning of such egregious raids, the Senate Commit-
tee on Government Operations proposed an amendment to the
FTCAâadding the law enforcement proviso to § 2680(h). See id. at
419â20. In the Committeeâs view, this amendment would make it
so that âinnocent individuals who are subjected to raids of the type
conducted in Collinsville, Illinois, will have a cause of action
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20 Opinion of the Court 23-10062
against the individual Federal agents and the Federal Govern-
ment.â S. Rep. No. 93â588, at 3 (1973).
If this sounds familiar, it is exactly the plaintiffsâ argument.
Why would the Senate Committee propose this amendment if the
United Statesâ immunity for wrong-house raids would (or could)
continue through the discretionary-function exception? Yet we are
mindful that âlegislative history cannot be used to contradict un-
ambiguous statutory text or to read an ambiguity into a statute
which is otherwise clear on its face.â Garcia v. Vanguard Car Rental
USA, Inc., 540 F.3d 1242, 1247 (11th Cir. 2008). To hold that this
legislative history creates ambiguity in the discretionary-function
exception would be in some tension with Shivers, where we cau-
tioned against atextual exceptions to the discretionary-function ex-
ception and said that âthe language Congress chose in § 2680(a) is
unqualifiedâ and Congress did not categorically âcarve[ ] out cer-
tain behaviorâ from the exception. See 1 F.4th at 930.
Moreover, in this very case, the Supreme Court held that the
law enforcement proviso only overrides the intentional-tort excep-
tion, and not the discretionary-function exception. See Martin II,
605 U.S. at 407. The Court noted that â[the plaintiffs] point[ed] to
a committee report discussing how Congress enacted the proviso
in response to two wrong-house raids much like their own.â Id. at
408. But it rejected the argument:
And, the plaintiffs argue, unless the proviso is given
broad effect across § 2680, it will not fulfill Con-
gressâ[ ] purpose of ensuring that wrong-house-raid
cases may proceed. But this argument stumbles,
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23-10062 Opinion of the Court 21
too. . . . Members of Congress may well have had
more than one purpose in mind when adding the pro-
viso to the FTCA. Perhaps some thought amending
subsection (h) [the intentional-tort exception] alone
and leaving others untouched would strike a suitable
balance between immunity and liability. Perhaps oth-
ers concluded there was no need to apply the proviso
more broadly because no other exception would
shield the government from liability for wrong-house
raids. Whatever the reason, no amount of guesswork
about the purposes behind legislation can displace
what the lawâs terms clearly direct.
Id. (internal citations omitted).
We therefore cannot say that the discretionary-function ex-
ception does not apply to law enforcement proviso claims arising
out of wrong-house raids. Though it may be true that Supreme
Court caselaw signals a connection between a âdiscretionary func-
tionâ and the regulatory policy of an administrative agency, our
casesârightly or wronglyâhave largely extended the discretion-
ary-function exception to the execution of warrants by law enforce-
ment officers. See Mesa, 123 F.3d at 1436â37.
The plaintiffs further argue that Mesa was abrogated by Utah
v. Strieff, 579 U.S. 232, 240 (2016). âAbrogation by the Supreme
Court requires that the later decision from that Court âdemolish
and eviscerate eachâ of our prior decisionâs âfundamental props.ââ
Chemaly v. Lampert, 174 F.4th 843, 851 (11th Cir. 2026) (quoting Del
Castillo v. Secây, Fla. Depât of Health, 26 F.4th 1214, 1223 (11th Cir.
2022)). Unfortunately for the plaintiffs, Strieff was a Fourth
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22 Opinion of the Court 23-10062
Amendment suppression case, not an FTCA case. Strieff addressed
âwhether the discovery of a valid arrest warrant was a sufficient
intervening event to break the causal chain between [an] unlawful
stop and the discovery of drug-related evidence[.]â 579 U.S. at 239.
In deciding that it did, the Court stated that the execution of an
arrest warrant is âa ministerial act that was independently com-
pelled by the pre-existing warrant.â Id. at 240. We are not aware of
any authority supporting the proposition that a ministerial act
within the meaning of the Fourth Amendmentâs exclusionary rule
doctrine and the meaning of the discretionary-function exception
under the FTCA are the same. In short, we cannot say that Strieff
abrogated Mesa.
Nevertheless, we acknowledge that Mesa is not identical to
the case before us. Mesa, when it reached our court, only involved
a single tortious act: the negligent investigation of the whereabouts
and identity of the subject of an arrest warrant. See 123 F.3d at 1439
n.5 (stating that âwe focus solely in this case on whether the appel-
lants may pursue their claims that the agents negligently investi-
gated the whereabouts and identity of the subject of the arrest war-
rantâ and the failure to end the detention). Indeed, we made clear
that the plaintiffsâ allegations did ânot sweep so broadly as to en-
compass all actions which might be taken in deciding when and
how to execute the arrest warrant.â Id. at 1437 n.3.
In Mesa, we did ânot decide the question of whether all ac-
tions taken in deciding when and how to execute an arrest warrant
are subject to the discretionary[-]function exception.â Id. âInstead,
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23-10062 Opinion of the Court 23
we address[ed] the narrower question of whether the process of
locating and identifying the subject of an arrest warrant is within
the discretionary[-]function exception.â Id. With this cautionary
language in mind, we apply the two-part Gaubert test to this case.
In this case, the plaintiffs have asserted two factual theories.
The first theorizes that Agent Guerra failed to conduct a site
survey or drive-by of the target house. We believe Mesa forecloses
any argument that Agent Guerraâs planning and preparation for the
raid were outside of the scope of the discretionary-function excep-
tion.
âGovernment conduct does not involve an element of judg-
ment or choice if there is a statute, regulation, or policy that re-
quires the employee to follow a specific course of action.â Mesa,
123 F.3d at 1438 n.4 (citing Gaubert, 499 U.S. at 322). The plaintiffs
do not claim that there is a statute, regulation, or policy requiring
SWAT team leaders to conduct a pre-raid site survey. Instead, they
assert that the governmentâs policy is to search the right house and
that Agent Guerra had âno rightful option but to adhere to [the
warrantâs] directive.â Gaubert, 499 U.S. at 322 (internal quotation
marks and citation omitted). We think this argumentâwhen ap-
plied to the preparation for the execution of a warrantâcontra-
venes Mesa. We said there that the discretionary-function excep-
tion squarely applies to the âprocessâ of determining whether the
target of a warrant is actually apprehended; it follows that the pro-
cess for the target residence to be searched is also discretionary. See
Mesa, 123 F.3d at 1439. Whether to conduct a site survey and drive-
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24 Opinion of the Court 23-10062
by were clearly part of the planning, during which Agent Guerra
was vested with discretion.
The preparation to execute the warrant also implicated cer-
tain policy considerations. For example, Mesa recognized that
agents may consider the âdesire to keep the investigation secret[.]â
Id. at 1438. Too many unmarked law enforcement vehicles in ad-
vance of a coordinated raid could have tipped Mr. Riley off. Other
decisions that Agent Guerra made during the planning, including
deciding the location of the staging area, the plan to enter the
house, and the timing of the raid, are grounded in a concern for
âdanger to public safetyâ and the safety of the agents themselves.
Id. at 1439. âAll of these considerations are rooted in policy consid-
erations.â Id. Cf. OâFerrell, 253 F.3d at 1267 (stating that law enforce-
ment techniques (there, interrogative techniques) are âa paradig-
matic example of a discretionary functionâ). We conclude, there-
fore, that any liability arising out of deficiencies in the planning pro-
cess for the execution of a warrant is shielded by the discretionary-
function exception according to our binding precedent in Mesa.
The second theory combats the claim by Agent Guerra that
his Garmin GPS led him to the wrong house on the morning of the
raid and instead posits that the wrong-house raid was attributable
to human error. We apply the two-part Gaubert test to this second
theory, endeavoring to faithfully apply Mesa and the plentitude of
other Eleventh Circuit discretionary-function exception cases. If
Agent Guerra input the wrong address into the Garmin or simply
misread his Garmin GPSâ screen, it is a much closer call whether
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23-10062 Opinion of the Court 25
this conduct involves âan element of judgment or choice.â Gaubert,
499 U.S. at 322 (internal quotation marks and citation omitted).
On one hand, we have extended Mesaâs reasoning to âthe on-
site decisions of the agentsâ during a search. See Mid-South Holding
Co., 225 F.3d at 1206. On the other hand, â[t]here are obviously dis-
cretionary acts performed by a Government agent that are within
the scope of his employment but not within the discretionary[-]
function exception[.]â Gaubert, 499 U.S. at 325 n.7. For example, if
an official âdrove an automobile on a mission connected with his
official duties and negligently collided with another car, the excep-
tion would not apply.â Id. âAlthough driving requires the constant
exercise of discretion, the officialâs decisions in exercising that dis-
cretion can hardly be said to be grounded in regulatory policy.â Id.
If the exercise of judgment had ended at Agent Guerraâs de-
cision to use a GPS and his choice to stop at the first intersection in
the neighborhood, instead of the second, our inquiry might end
here. But we do not think our precedent allows for such simplicity.
There was no federal statute, regulation, or policy mandat-
ing a specific course of conduct for Agent Guerra to follow once he
arrived at the home. He had discretion to decide whether to order
one of the SWAT team members to check the street signs or the
mailbox. He had discretion to decide whether to take time to pull
geolocation data from his phone. And his conduct after his team
arrived at the wrong house involved an element of judgment and
choice.
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26 Opinion of the Court 23-10062
Such discretion is rooted, at least to some degree, in policy
considerations. As the SWAT addendum laid out, âSWAT teams
will need to achieve a near simultaneous start to ensure surprise is
achieved.â D.E. 83-6 at 26. The team here needed to comply with
a precise timeline. Covert execution of a warrant and protection of
the public involve policy considerations recognized in the discre-
tionary-function exception context. See Mesa, 123 F.3d at 1438â39.
See also Sabow v. United States, 93 F.3d 1445, 1453 (9th Cir. 1996)
(âThe investigation into [a Marine Corps Colonelâs] death involved
the types of social and political judgments that Congress meant to
shield from FTCA challenges. Investigations by federal law en-
forcement officials . . . clearly require investigative officers to con-
sider relevant political and social circumstances in making deci-
sions about the nature and scope of a criminal investigation.â);
Pooler v. United States, 787 F.2d 868, 871 (3d Cir. 1986) (âCongress
did not intend to provide for judicial review of the quality of inves-
tigative efforts.â), abrogated on other grounds by Millbrook v. United
States, 569 U.S. 50 (2013).
We therefore conclude that, under our precedent, the plain-
tiffsâ FTCA claims are âbased upon the exercise or performance or
the failure to exercise or perform a discretionary functionâ by a fed-
eral government employee. See 28 U.S.C. § 2680(a). In the end, âthe
power to waive the federal governmentâs immunity is Congressâ[ ]
prerogative, not ours[.]â Depât of Agric. Rural Dev. Rural Hous. Serv.
v. Kirtz, 601 U.S. 42, 48 (2024). We, as a three-judge panel, cannot
contort or disregard our precedents in Shivers and in Mesa to
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23-10062 Opinion of the Court 27
provide Mr. Cliatt, Ms. Martin, or her son with recourse under the
FTCA.
III
In Martin II, the Supreme Court vacated our prior decision
in full. See 605 U.S. at 415. A vacatur means the prior decision has
no legal effect, see United States v. Sigma Intâl, Inc., 300 F.3d 1278,
1280 (11th Cir. 2002) (en banc), so we are free to revisit the qualified
immunity issue.
The government asks us to reinstate the holding of the prior
panel affirming the district courtâs grant of qualified immunity to
Agent Guerra. The plaintiffs do not address the now-vacated ruling
on qualified immunity in their supplemental briefing. 7
Qualified immunity shields a government official sued in his
or her individual capacity ââunless the law preexisting the [ ] offi-
cialâs supposedly wrongful act was already established to such a
high degree that every objectively reasonable official standing in
the defendantâs place would be on notice that what the [ ] official
was doing would be clearly unlawful given the circumstances.ââ
Underwood v. City of Bessemer, 11 F.4th 1317, 1328 (11th Cir. 2021)
(quoting Morton v. Kirkwood, 707 F.3d 1276, 1280 (11th Cir. 2013)
7 We directed the parties to address the FTCA issues in light of Martin II. Alt-
hough we also allowed the parties to address any other issues they deemed
appropriate, we are not aware of any authorityâand the government has not
cited anyâfor the proposition that an appellant must reassert each and every
argument made in his or her opening brief to avoid abandoning an issue on
which the Supreme Court did not grant certiorari.
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28 Opinion of the Court 23-10062
(citation and quotation marks omitted). âA police officer cannot
obtain qualified immunity unless he establishes that he was acting
within his discretionary authority.â Id. It is well-settled that effec-
tuating an arrest warrant is a legitimate, authorized function of a
law enforcement officerâs job responsibilities. See Holloman ex rel.
Holloman v. Harland, 370 F.3d 1252, 1266 (11th Cir. 2004) (citing Lee
v. Ferraro, 284 F.3d 1188, 1194 (11th Cir. 2002)). The burden shifts
to the plaintiffs, who must show that the official violated a clearly
established constitutional right. See Underwood, 11 F.4th at 1328.
There are three ways to show that a constitutional right is
clearly established: (1) binding precedent with materially similar
facts; (2) a broad statement of principle enshrined in the Constitu-
tion, statute, or case law; or (3) conduct that so egregiously violates
the Constitution that no prior case law is required. See Gilmore v.
Ga. Depât of Corr., 144 F.4th 1246, 1258 (11th Cir. 2025) (en banc).
Critically, in addressing qualified immunity at summary judgment,
we view the facts in the light most favorable to the plaintiffs. See
Tolan v. Cotton, 572 U.S. 650, 655â56 (2014).
We have addressed the contours of qualified immunity in
the context of the âentry by law enforcement agents into the wrong
residence to execute a presumably valid search warrant for a
nearby house.â Hartsfield v. Lemacks, 50 F.3d 950, 951 (11th Cir.
1995), as amended (June 14, 1995). See also Duncan v. Barnes, 592 F.2d
1336, 1338 (5th Cir. 1979) (reversing the district courtâs entry of
judgment as a matter of law for the officers who executed a war-
rant at the wrong residence based on the warrantâs incorrect
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23-10062 Opinion of the Court 29
description of the location). In Hartsfield, we said that it is âclearly
established law that, absent probable cause and exigent circum-
stances, a warrantless search of a residence violates the Fourth
Amendment, unless the officers engage in reasonable efforts to
avoid error.â 50 F.3d at 955. 8
In this case, as described above, the plaintiffs submit that
there is evidence in the record supporting two sets of facts. âOn
one set of facts, [Agent] Guerra had firsthand familiarity with the
target home from a prior visit, FBI intelligence (including GPS
tracking of the targetâs cell phone), maps showing the location of
the home, numerous photographs, and other pieces of intelligence
confirming the address of the target house.â D.E. 101 at 2. âOn a
second version of facts, [Agent] Guerra did not conduct a site sur-
vey or attempt a day-of drive-by of the target residence at all,
8 We have applied Hartsfield in a number of unpublished decisions. See, e.g.,
White v. McLain, 648 F. Appâx 838, 842â43 (11th Cir. 2016) (granting qualified
immunity to the official responsible for confirming that the correct house was
raided where he made more efforts than the official in Hartsfield before raiding
the house next door); Treat v. Lowe, 668 F. Appâx 870, 871 (11th Cir. 2016)
(denying qualified immunity to an officer who executed a search warrant two
doors down from the correct house because he did not engage in âwell-inten-
tioned attemptsâ to locate the correct house) (internal quotation marks and
citation omitted); Norris v. Hicks, 855 F. Appâx 515, 516 (11th Cir. 2021) (grant-
ing qualified immunity to the officers who initially approached the correct
home âbut thought it was not the target of the warrant because it was an aban-
doned, dilapidated, uninhabitable âstorage out-buildingâ and officers under-
stood the target to be an occupied, ânormalâ homeâ so they raided the home
next door (approximately 40 yards away)).
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30 Opinion of the Court 23-10062
instead going into a subdivision blind with predictable results.â Id.
at 3.
The plaintiffs say that Agent Guerraâs self-serving testimony
supports the first theory, and his âdocumented falsehoodsâ and the
absence of record evidence support the second. Id. Given that we
must view the evidence in the light most favorable to the plaintiffs
in assessing qualified immunity, see Tolan, 572 U.S. at 655â56, we
discuss these two scenarios.
On one side of the ledger, the plaintiffs rebut Agent Guerraâs
claimed drive-by in the hour before the warrantâs execution. Agent
Guerra says that he went to the correct home with Agent Michael
Lemoine on the morning of October 18. But there is cell phone
GPS data for Agent Lemoine, and it does not show that he went to
the target home or the plaintiffsâ home before the raid. Signifi-
cantly, Agent Lemoine testified that it was his practice to take his
cell phone with him on site surveys. There is cell phone data for
Agent Guerra following the raid, but the data from the days leading
up to and the morning before the raid could not be located.
The plaintiffs also dispute Agent Guerraâs asserted facts con-
cerning the alleged October 16 site survey. Agent Guerra initially
swore in a declaration that he conducted the site survey of the tar-
get residence with Agent Gregory Donovan. Because Agent Do-
novanâs GPS data showed that he did not visit the target residence
at any time in the days leading up to and including October 16,
Agent Guerra corrected his testimony to provide that he does not
recall who conducted the site visit with him. Again, we view the
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23-10062 Opinion of the Court 31
evidenceâand the reasonable inferencesâin the light most favor-
able to the plaintiffs.
It is also undisputed that Agent Guerra failed to upload the
alleged site survey photographs to the FBIâs evidence management
system electronically. And there is no metadata for Agent Guerraâs
photographs. The metadata for some of the other photographs
show that another agent took them during surveillance of Mr. Ri-
ley on October 3 when Agent Guerra was not present. It is undis-
puted that one of these photographsârather than Agent Guerraâs
alleged photosâwas used in the SWAT addendum. Agent
Guerraâs cell phone data is also missing for the day of the alleged
site survey.
We resolve the conflicts in the evidence, and the reasonable
inferences which can be drawn, in favor of the plaintiffs. For sum-
mary judgment purposes, then, Agent Guerra did not conduct a
drive-by beforehand. Nor did he carry out a site survey. See Tolan,
572 U.S. at 657 (reversing the grant of qualified immunity because
the circuit court âfail[ed] to credit evidence that contradicted some
of its key factual conclusions, . . . improperly weigh[ed] the evi-
dence[,] and resolved disputed issues in favor of the moving partyâ)
(internal quotation marks omitted).
The district court largely disposed of the plaintiffsâ argu-
ments on this point because (1) they did not request any specific
relief related to Agent Guerraâs alleged spoliation of evidence (the
disposal of the GPS) and (2) without it, the plaintiffsâ argument
rested on speculation. We disagree that the plaintiffs did not
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32 Opinion of the Court 23-10062
request sufficiently specific relief and therefore missed the boat on
the factual inferences to be drawn from Agent Guerraâs disposal of
the GPS. They requested a special interrogatory on the factual
question of Agent Guerraâs bad faith in anticipation of a post-trial
sanctions motion. But, more importantly, the district courtâs belief
that it could not draw inferences in the plaintiffsâ favor at this stage
missed the mark.
âIt is a well-established and long-standing principle of law
that a partyâs intentional destruction of evidence relevant to proof
of an issue at trial can support an inference that the evidence would
have been unfavorable to the party responsible for its destruction.â
Kronisch v. United States, 150 F.3d 112, 126 (2d Cir. 1998) (citations
omitted). At trial, the jury can view the facts and draw inferences
in any partyâs favor; that is why an instruction on spoliation is nec-
essary. See 2 John Henry Wigmore, Evidence in Trials at Common
Law § 291 (James H. Chadbourn rev. 1979) (explaining that, for an
adverse inference based on the destruction of evidence, âthe sole
question is whether the jury may legitimately draw a certain infer-
ence from a certain factâ). At summary judgment, however, the
district court already views the evidence in the light most favorable
to the non-movant. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242,
255 (1986).
The plaintiffsâ failure to specifically move for any spoliation-
related relief before Agent Guerra filed his motion for summary
judgment is not fatal to their Bivens claim. Nor did it give the dis-
trict court license to disregard the circumstantial evidence of a
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23-10062 Opinion of the Court 33
constitutional violation. Although the court correctly noted that
the non-movant âmust do more than raise âmetaphysical doubtâ re-
garding the facts,â Martin v. United States, 631 F. Supp. 3d 1281,
1293â94 (N.D. Ga. 2022) (citing Garczynski v. Bradshaw, 573 F.3d
1158, 1165 (11th Cir. 2009)), this is not a case that rests on baseless
speculation. There are obviously inferences to be drawn from the
undisputed fact that Agent Guerra led his SWAT team to the
wrong house, returned to that house to provide his business card
and the name of the FBIâs Chief Division Counsel, photographed
the battered-in front door, and then threw his personal GPS
awayâto this day, without explanation.
Moreover, there are disputed facts unrelated to the GPS and
cell phone records. The plaintiffs fault Agent Guerra for baselessly
attributing Mr. Cliattâs car in the driveway to Mr. Riley and say that
Agent Guerraâs unfamiliarity with the vehicles associated with the
target residence shows that he did not conduct a site survey. Dur-
ing the morning drive-by, Agent Guerra asserted that he observed
a black Chevrolet Camaro in the driveway, which he later would
use as a reference point when locating the home. But the prepara-
tion materials clearly state that the subject vehicle associated with
Mr. Riley is a white Nissan Maxima. Finally, even if not dispositive,
the mere fact that Agent Guerra led the SWAT team to the wrong
home is circumstantial evidence that he had never been to the
property before.
There is, of course, some evidence on Agent Guerraâs side.
Agent Guerra reviewed the Operation Order and SWAT
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34 Opinion of the Court 23-10062
addendum. He attended an operational briefing, which included a
presentation showing the photograph of the correct home and Mr.
Riley. He selected a staging area at a church and communicated to
the SWAT team to meet there the morning of the raid. He created
a plan, including designating the âstackâ formation (the order in
which SWAT team members position themselves outside the front
door) and deciding which SWAT team member would breach the
door, who would carry a shield, and who would go upstairs or
downstairs upon entry. Although this is a preparation effort, it is
not clear to us that the creation of the plan had anything to do with
ascertaining the correct address for the raid. With respect to the
now-vacated opinion in Martin I, the prior panel did not resolve
many of the evidentiary conflicts in the plaintiffsâ favor and credited
disputed evidence in Agent Guerraâs favor to conclude that he
complied with FBI standard practice. See Martin I, 2024 WL
1716235, at *6.
In addition to the evidentiary conflicts, there are also many
undisputed facts that warrant denial of qualified immunity at this
stage. Geographically, the two homes were three houses away
from one another, on the opposite side of Landau Lane, and sepa-
rated by a cross street. The target home is at a four-way intersec-
tion while the plaintiffsâ home is at a three-way intersection. Nei-
ther home has the house number displayed on the house itself;
both have it on the mailbox. The street sign at the intersection
where the target home is located clearly marks the intersection of
Landau Lane and Cranford Driveânot Denville Trace, where the
plaintiffsâ home is located.
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23-10062 Opinion of the Court 35
There are also physical differences between the two resi-
dences. The target home is white or cream while the plaintiffsâ
home is closer to brown or beige. The plaintiffsâ home has stone-
work around the façade of the door, but the target home does not.
The target home has a stairwell leading to the front door with large
shrubbery in front of it; the plaintiffsâ home has no shrubbery in
front of the stairwell. The target homeâs windows are single wide
with stucco faux shutters, while the plaintiffsâ home has mostly
double or triple wide windows without faux shutters. Lastly, the
target home has dormers on the roof; the plaintiffsâ home does not.
We again view this evidence in the light most favorable to
the plaintiffs and cannot minimize the differences between the two
houses and the distance between them. Although the raid was car-
ried out during the early morning hours, Agent Guerra testified
that some details of the house (for example, the color) were per-
ceptibleâwhether from moonlight or artificial light. In sum, we
resolve all disputes and draw all inferences from the evidence re-
garding the dissimilarities in the houses and their configuration in
the neighborhood, the missing cell phone records, Agent Guerraâs
disposal of the GPS, and Agent Guerraâs ignorance of the subject
vehicle in the plaintiffsâ favor. Against this backdrop, we ask
whether the search of the plaintiffsâ home and their seizure was
unreasonable within the meaning of the Fourth Amendment.
In Hartsfield, the officer went to âthe proper residence the
day before the search and had procured the search warrant based
upon his own observations[.]â 50 F.3d at 955. âAlthough [he] had
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36 Opinion of the Court 23-10062
the warrant in his possession, he did not check to make sure that
he was leading the other officers to the correct address, let alone
perform any precautionary measuresâ such as checking the house
number or verifying any notable exterior features of the house. Id.9
As in this case, âthe houses were located on different parts
of the street, separated by at least one other residence, and [ ] their
appearances were distinguishable.â Id. In Hartsfield, the raid was in
daylight; here, it was at dawn. See id. That is a largely immaterial
difference when accounting for the evolution in technology from
1991, when the raid in Hartsfield occurred, to 2017, when this raid
occurred. See id. at 951. This evolution makes Agent Guerraâs con-
duct more egregious because he had access to his GPS, his cell
phoneâs Google Maps, and text alerts providing a link to a Google
Map with Mr. Rileyâs geolocation every fifteen minutes the morn-
ing of the raid.
Agent Guerraâs conduct was âsimply not âconsistent with a
reasonable effort to ascertain and identify the place intended to be
searched.ââ Hartsfield, 50 F.3d at 955 (quoting Maryland v. Garrison,
480 U.S. 79, 88 (1987)). Viewing the evidence in the light most fa-
vorable to the plaintiffs, a reasonable jury could fairly conclude that
Agent Guerra failed to engage in reasonable efforts to avoid error,
and, therefore, violated the plaintiffsâ constitutional rights. Such
plain incompetence has clearly violated the Fourth Amendment
9 The prior panel opinion also did not meaningfully engage with the striking
similarities between this case and our decision in Hartsfield, 50 F.3d at 955. See
Martin I, 2024 WL 1716235, at *5.
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23-10062 Opinion of the Court 37
since at least 1995 when we decided this materially similar prece-
dent. See id. See also Mullenix v. Luna, 577 U.S. 7, 12 (2015) (âPut
simply, qualified immunity protects âall but the plainly incompe-
tent or those who knowingly violate the law.ââ) (quoting Malley v.
Briggs, 475 U.S. 335, 341 (1986)). 10
We therefore reverse the grant of qualified immunity to
Agent Guerra.
IV
We affirm the district courtâs dismissal of the FTCA claims
in Counts IâV based on the United Statesâ sovereign immunity. We
10 As one of the amici explains, the recognition of liability for improper entry
predates the founding. See Amicus Br. for Natâl Police Accountability Project
at 4. The common-law foundation of knocking-and-announcing can be traced
back to the seventeenth century. See Wilson v. Arkansas, 514 U.S. 927, 931â36
(1995) (citing Semayneâs Case, 77 Eng. Rep. 194, 195 (K.B. 1603)). In Semayneâs
Case, the Kingâs Bench recognized that the sheriff âought to signify the cause
of his comingâ before entering a home to recover the debts of another (the
deceased joint tenant). See 77 Eng. Rep. at 195. And â[t]he propositions re-
solved in Semayneâs Case were by no means an innovation.â G. Robert Blakey,
The Rule of Announcement and Unlawful Entry: Miller v. United States and Ker v.
California, 112 U. Pa. L. Rev. 499, 501 (1964) (explaining the limits of forcible
entry into the home under Biblical law and early Anglo-Saxon law). Accord-
ingly, at the Fourth Amendmentâs framing, the common law imposed a seri-
ous obligation on the officer to ensure the âcause of his comingâ to avoid âthe
destruction or breaking of any house . . . by which great damage and incon-
venience might ensue.â Semayneâs Case, 77 Eng. Rep. at 195â96.
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38 Opinion of the Court 23-10062
reverse the district courtâs grant of qualified immunity to Agent
Guerra on Count VI.
AFFIRMED IN PART, REVERSED IN PART, AND
REMANDED.
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23-10062 JORDAN, J., Concurring 1
JORDAN, Circuit Judge, joined by JILL PRYOR, and KIDD, Circuit
Judges Concurring:
âAll agree that the Federal Tort Claims Act permits some
suits for wrong-house raids.â Martin v. United States, 605 U.S. 395,
399 (2025). But, in this Circuit, the discretionary-function exception
is a mess, as interpreted bars all (or certainly most) FTCA suits
based on wrong-house raids. And we are not alone in the doctrinal
bog. See id. at 401 (noting that âseveral of our lower court col-
leagues report that they have struggled to discern what [the discre-
tionary-function exception] requires of themâ) (citing Xi v. Haugen,
68 F.4th 824, 842 (3d Cir. 2023) (Bibas, J., concurring)) (alterations
adopted). See also 5 American Law of Torts § 17:7 (2026) (âTo say
that [the discretionary-function exception] has been difficult to ap-
ply is an understatementâ); 14 Wright & Miller, Fed. Prac. & Proc.
Juris. § 3658.1 (4th ed. 2015 & Apr. 2026 update) (explaining that
the discretionary-function exception âis among the most criticized
features of the FTCAâ in part âfor having generated a âquagmireâ
of interpretive confusionâ) (quoting Baird v. United States, 653 F.2d
437, 440 (10th Cir. 1981)).
I join the courtâs opinion in full and write separately to set
out my view of the discretionary-function exception under first
principles. I explain what I think is the correct understanding of the
exception, applying United States v. Gaubert, 499 U.S. 315 (1991), and
navigating our numerous decisions on the exception. I bear in mind
that âwe should not take it upon ourselves to extend the [FTCAâs
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2 JORDAN, J., Concurring 23-10062
sovereign immunity] waiver beyond that which Congress in-
tended.â United States v. Kubrick, 444 U.S. 111, 117â18 (1979) (citing
Soriano v. United States, 352 U.S. 270, 276 (1957); Indian Towing Co.
v. United States, 350 U.S. 61, 68â69 (1955)). âNeither, however,
should we assume the authority to narrow the waiver that Con-
gress intended.â Id. at 118 (citing Indian Towing Co., 350 U.S. at 68â
69).
*****
The discretionary-function exception provides that the
United Statesâ sovereign immunity is not waived for â[a]ny
claim . . . based upon the exercise or performance or failure to ex-
ercise or perform a discretionary function or duty on the part of a
federal agency or an employee of the Government, whether or not
the discretion involved be abused.â 28 U.S.C. § 2680(a). But the
âFTCA does not define the term discretionary, and the exact
boundaries of the exception remain unclear, despite an immense
amount of precedent that has developed on the subject.â 14 Wright
& Miller, Fed. Prac. & Proc. Juris. § 3658.1 (4th ed. 2015 & Apr.
2026 update).
The Supreme Court has interpreted the exception to âcover[
] only acts that are discretionary in nature, acts that involve an ele-
ment of judgment or choice[.]âGaubert, 499 U.S. at 322 (internal
quotation marks and citation omitted). âThe requirement of judg-
ment or choice is not satisfied if a âfederal statute, regulation, or
policy specifically prescribes a course of action for an employee to
follow,â because âthe employee has no rightful option but to adhere
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23-10062 JORDAN, J., Concurring 3
to the directive.ââ Id. (quoting Berkovitz v. United States, 486 U.S.
531, 536 (1988)) (emphasis added). In this Circuit, we have taken
this language from Gaubert and made the presence of a prescriptive
statute, regulation, or policy an absolute requirement for a plain-
tiffâs claims to overcome the exception. See Shivers v. United States,
1 F.4th 924, 931 (11th Cir. 2021) (emphasis in original) (stating that
âthe discretionary function exception applies unless a source of fed-
eral law âspecifically prescribesâ a course of conductâ) (citing
Gaubert, 499 U.S. at 322). See also Autery v. United States, 992 F.2d
1523, 1529 (11th Cir. 1993) (âOnly if a âfederal statute, regulation, or
policy specifically prescribes a course of action,â embodying a
ââfixed or readily ascertainable standard,ââ will a government em-
ployeeâs conduct not fall within the discretionary[-]function excep-
tion.â) (emphasis added); Zelaya v. United States, 781 F.3d 1315, 1330
(11th Cir. 2015) (stating that âunless a federal statute, regulation, or
policy specifically prescribes a course of action embodying a fixed
or readily ascertainable standard, it will be presumed that the par-
ticular act involved an element of judgment or choiceâ) (internal
quotation marks omitted and emphasis added).
But the term âifâ is not synonymous with âunlessâ or âonly
if.â See, e.g., Twp. of Tinicum v. U.S. Depât of Transp., 582 F.3d 482,
489 (3d Cir. 2009) (âThe word âifâ describes a sufficient condi-
tion. . . . The phrase âonly ifâ describes a necessary condition, not a
sufficient condition.â) (first citing Alden Mgmt. Servs. v. Chao, 532
F.3d 578, 581 (7th Cir. 2008), and then citing California v. Hodari D.,
499 U.S. 621, 627â28 (1991)); Campuzano v. Bondi, 163 F.4th 186, 190
n.7 (5th Cir. 2025) (same). Compare Fed. Trade Commân v. Corpay,
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4 JORDAN, J., Concurring 23-10062
Inc., 164 F.4th 807, 840 (11th Cir. 2026) (explaining that the word
âunlessâ describes a âmandatoryâ condition); Burtonâs Legal The-
saurus 583 (4th ed. 2007) (defining âunlessâ as âexcept, excepting,
however, precluding, save, withoutâ). If the Supreme Court in
Gaubert wanted to make the presence of a prescriptive statute, reg-
ulation, or policy the only way to fail the first part of the test, I
believe it would have said so. See Rafferty v. Dennyâs, Inc., 13 F.4th
1166, 1182 (11th Cir. 2021) (explaining that the Supreme Court
âsay[s] what it meansâ).
As Justice Sotomayor explained in this very case, âthere is
reason to question the Eleventh Circuitâs suggestion in the decision
below that the discretionary-function exception might apply unless
a source of federal law specifically prescribes a federal employeeâs
course of conduct.â Martin, 605 U.S. at 418 (Sotomayor, J., concur-
ring) (quoting Martin v. United States, No. 23-10062, 2024 WL
1716235, at *6 (11th Cir. Apr. 22, 2024) (quoting Shivers, 1 F.4th at
931)) (internal quotation marks omitted and alteration adopted).
âThat approach, which even the Government [did] not defend be-
fore [the Supreme] Court, would run headlong into [the] Courtâs
precedents.â Id.
Our Circuitâs approach is not grounded in the text of the ex-
ception. See § 2680(a) (restoring immunity for claims âbased upon
the exercise or performance or the failure to exercise or perform a
discretionary function or duty on the part of a federal agency or an
employee of the Government, whether or not the discretion in-
volved be abusedâ). It is also untethered from the circumstances
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23-10062 JORDAN, J., Concurring 5
presented in Gaubert, which involved the federal supervision and
regulation of a financial institution during the savings and loan cri-
sis of the 1980s. See 499 at 317 n.1, 319â20. See United States v. Stan-
ley, 483 U.S. 669, 680 (1987) (explaining that âno holding can be
broader than the facts before the courtâ).1
As I see it, Gaubert provided a mandatory statute, regulation,
or policy as one avenue to show that a government employee had
no room to exercise judgment or choice. See Gaubert, 499 U.S. at
322 (stating that â[t]he requirement of judgment or choice is not
satisfied if a federal statute, regulation, or policy specifically pre-
scribes a course of action for an employee to followâ) (internal quo-
tation marks omitted and emphasis added). See also John W. Bagby
& Gary L. Gittings, The Elusive Discretionary Function Exception from
Government Tort Liability: The Narrowing Scope of Federal Liability, 30
Am. Bus. L.J. 223, 242 (1993) (explaining that the Supreme Court
in Gaubert addressed whether the exception extends âto lower level
regulatorsâ decisions in their implementation of policies established
by statute, regulation, or agency policy statementâ and decided
that the exception âprotects actions of an authorized agency
1 As the courtâs opinion here explains, the Supreme Court has addressed the
scope of the discretionary-function exception in cases involving complex reg-
ulatory regimes or statutory schemes. See Dalehite v. United States, 345 U.S. 15,
38â41 (1953) (Tennessee Valley Authorityâs fertilizer program); Hatahley v.
United States, 351 U.S. 173, 181 (1956) (Department of the Interiorâs treatment
of Navajo horses); United States v. S.A. Empresa de Viacao Aerea Rio Grandense
(Varig Airlines), 467 U.S. 797, 820 (1984) (Federal Aviation Administrationâs air-
plane safety certification); Berkovitz v. United States, 486 U.S. 531, 547 (1988)
(Food and Drug Administrationâs regulatory policy regarding polio vaccines).
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6 JORDAN, J., Concurring 23-10062
employee that are consistent with a regulationâs mandatory direc-
tivesâ).
Our approach has collapsed the Gaubert standard into an all-
encompassing test that has no cognizable or meaningful line be-
tween policy judgments and non-deliberate decisions. As I have
said before, this has caused our interpretation of the exception to
be âunnecessarily broadâ and inconsistent with our earliest discre-
tionary-function exception cases. See Foster Logging, Inc. v. United
States, 973 F.3d 1152, 1171 (11th Cir. 2020) (Jordan, J., dissenting).
*****
Government employees are not automatons. See Gaubert,
499 U.S. at 325 n.7 (âThere are obviously discretionary acts per-
formed by a Government agent that are within the scope of his
employment but not within the discretionary function exception
because these acts cannot be said to be based on the purposes that
the regulatory regime seeks to accomplish.â). See also Bagby & Git-
tings, The Elusive Discretionary Function Exception from Government
Tort Liability, 30 Am. Bus. L.J. at 229 (âMost human activity exhibits
varying levels of discretion interspersed with more routine or in-
stinctive actions.â). Thus, as we explained in an early FTCA case,
â[m]ost conscious acts of any person whether he works for the gov-
ernment or not, involve choice.â Smith v. United States, 375 F.2d
243, 246 (5th Cir. 1967). âUnless government officials (at no matter
what echelon) make their choices by flipping coins, their acts in-
volve discretion in making decisions.â Id.
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23-10062 JORDAN, J., Concurring 7
Here is how we put it six decades ago: âIf the Tort Claims
Act is to have the corpuscular vitality to cover anything more than
automobile accidents in which government officials were driving,
the federal courts must reject an absolutist interpretation of
Dalehite[âs statement that â[w]here there is room for policy judg-
ment and decision there is discretion[,]â 346 U.S. at 36,] and that
interpretation is rejected by Indian Towing and especially by Ray-
onier.â Smith, 375 F.2d at 246. See also J.H. Rutter Rex Mfg. Co. v.
United States, 515 F.2d 97, 99 (5th Cir. 1975) (âan absolutist inter-
pretation of the discretionary function is improperâ). Based on this
reading of Dalehite, we repeatedly reiterated in early FTCA cases
that â[i]t is not a sufficient defense for the government merely to
point out that some decisionmaking power was exercised by the
official whose act was questioned.â Smith, 375 F.2d at 246. See, e.g.,
J.H. Rutter Rex Mfg. Co., 515 F.2d at 99 (âIt is not sufficient for the
government to demonstrate that some choice was involved in the
decision-making process. That showing could be made in almost
every case.â); Drake Towing Co. v. Meisner Marine Constr. Co., 765
F.2d 1060, 1064 (11th Cir. 1985) (âFor the government to show
merely that some choice was involved in the decision-making pro-
cess is insufficient to activate the discretionary function excep-
tion.â).
Our earlier cases correctly reflect that the first prong of
Gaubert must have some teeth even if the planning vs. operational
distinction does not control. See 499 U.S. at 325â26. In other words,
the clarification in Gaubert that the planning vs. operational dichot-
omy is not dispositive does not change that we are still bound by
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8 JORDAN, J., Concurring 23-10062
our prior decisions. And those decisions shield actions based on
conscious policy or plan development while permitting liability for
acts taken to execute or implement a plan that are not policy judg-
ments. See, e.g., Payton v. United States, 679 F.2d 475, 482â83 (5th
Cir. Unit B 1982) (en banc) (concluding âthat the decision of the
parole board to release a prisoner on parole and the determination
of the terms of parole are discretionary functions,â but âthe deci-
sion of the prison medical board to examine allegedly insane pris-
oners is non-discretionaryâ); Pigott v. United States, 451 F.2d 574, 575
(5th Cir. 1971) (holding that âthe kind of discretion exercised by the
government in this case, involving decisions merely as to the day
and hour of the [operation] and the amount of thrust . . . , is insuf-
ficient to insulate the defendantâ).
As we explained while sitting en banc, âthe fact that the neg-
ligence may have occurred in connection with a discretionary func-
tion does not make the negligent act a discretionary function.â Pay-
ton, 679 F.2d at 480 (quoting Aretz v. United States, 604 F.2d 417, 431
n.18 (5th Cir. 1979)). âNor does the discretionary character of the
governmentâs initial undertakings govern whether a duty can arise
out of those undertakings.â Id. (alterations adopted). âDiscretion-
ary decision-making, then, is accompanied by nondiscretionary
acts of execution, whether termed operational, ministerial, or cler-
ical.â Id. Accord Xi, 68 F.4th at 843 (Bibas, J., concurring) (positing
that the âordinary legal meaning of the phrase âdiscretionary func-
tionâ when the FTCA was enactedâ in 1946 described âa public of-
ficerâs immunity when sued for torts in his personal capacityâ and
categorized âcertain kinds of government activities as either
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23-10062 JORDAN, J., Concurring 9
âministerialâ or âdiscretionaryââ) (quoting William L. Prosser, Hand-
book of the Law of Torts § 108, at 1075â79 (1941 ed.)).
In this case, for example, the site survey, the drive-by, the
Operation Order, and the SWAT Addendum should be separated
from the failures to check the street sign and the house number, or
otherwise verify the address on the GPS. See Smith, 375 F.2d at 246
(âIt must be remembered that the question at hand here is the na-
ture and quality of the discretion involved in the acts complained
of.â). Once the tortious conduct is defined, I think it is worth con-
sidering whether the prescriptive source of law should be defined
at a higher level. Why canât the first prong be as simple as deciding
that the warrant and its legal force do not grant the SWAT team
any discretion as to where to execute it? Or, alternatively, why canât
we say it is obviously the governmentâs policy to raid the correct
house? As the courtâs opinion recognizes, Mesa answered this ques-
tion regarding the âwhoâ of the warrant. See 123 F.3d at 1439. To
give any meaning to the Mesa panelâs statement that its decision
was narrow, see id. at 1437 n.3, we must address the sweeping
breadth of our more recent interpretation of the Gaubert test.
The second prong of Gaubert fares no better in preventing
an unconscious action from coming within the exception. We do
not âinquire whether the employee actually weighed social, eco-
nomic, and political policy considerations before acting.â Ochran v.
United States, 117 F.3d 495, 500 (11th Cir. 1997) (emphasis added).
In a case like this one, where we are unfortunately bound by Mesa,
we justify ex post facto Agent Guerraâs conduct because the
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10 JORDAN, J., Concurring 23-10062
decision not to check the street signs or the house number could be
grounded in policy concerns, and not because Agent Guerra actu-
ally made a reasoned decision not to verify the address for safety or
other reasons.
Importantly, the Supreme Court in Gaubert did not claim to
overrule its earlier cases, such as Dalehite, on which our early FTCA
cases were based. See 499 U.S. at 322â27. And we assume the Court
does not overrule precedent âsub silentio.â Shalala v. Ill. Council on
Long Term Care, 529 U.S. 1, 18 (2000). For me, Gaubert clarified that
the step in the decisionmaking process or the status of the deci-
sionmaker do not control. See 499 U.S. at 325 (âA discretionary act
is one that involves choice or judgment; there is nothing in that
description that refers exclusively to policymaking or planning
functions. . . . Discretionary conduct is not confined to the policy
or planning level.â). See also Cranford v. United States, 466 F.3d 955,
959 (11th Cir. 2006) (declining to follow our cases that turned âex-
pressly on the principle that âoperationalâ conduct falls outside the
discretionary function exceptionâ) (emphasis added). Gaubert made
clear that there are not shortcuts in the test. A policy judgment re-
quires deliberate decisionmaking in an area where the actor had
discretion to do so. See Gaubert, 499 U.S. at 322â23. See also
Berkovitz, 486 U.S. at 537. On a blank slate, the SWATâs team neg-
ligent mistakeâstopping too early in the neighborhood and failing
to verify the address in any wayâwas just that: a heedless mistake,
not a policy judgment concerning the safety, secrecy, or efficiency
of the operation.
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23-10062 JORDAN, J., Concurring 11
Therefore, in my view, there is line-drawing within the
Gaubert framework that would benefit from this Courtâs en banc
review. How can it be that the conduct hereâwhich is essentially
the equivalent of a government driver making a wrong turn onto
a one-way streetâis defeated by the discretionary-function excep-
tion because there is no âmandatory regulation or policyâ dictating
that a member of the SWAT team is required to check the street
sign or the house number on the mailbox? See Autery, 992 F.2d at
1526. Must a government agency memorialize such a rudimentary
requirement to raid the correct house? There must be a point be-
tween conscious decisionmaking and mistakenly raiding the wrong
house based on a GPS-related mistake that would require us to
reexamine the language of Shivers (and cases like it) and perhaps
revisit Mesa.
*****
As Justice Sotomayor explained in her concurrence in this
case, there remains an open question of whether the context of the
passage of the law enforcement proviso amendment to the FTCA
means that the discretionary-function exception should not be con-
strued to cover wrong-house raids. See Martin, 605 U.S. at 420 (So-
tomayor, J., concurring). That makes this case an exceptionally im-
portant vehicle to reexamine our discretionary-function exception
jurisprudence.
âWhen Congress amends legislation, courts must presume
it intends the change to have real and substantial effect.â Ross v.
Blake, 578 U.S. 632, 633 (2016) (internal quotation marks and
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12 JORDAN, J., Concurring 23-10062
citation omitted and alteration adopted). As the courtâs opinion ex-
plains, Congress amended the FTCA in 1973 in direct response to
the Collinsville wrong-house raids. See S. Rep. No. 93-588 (1973).
Against the backdrop of the ambiguity of the discretionary function
exception, I would, at least, consider the familiar facts of the Col-
linsville raids and the raid here. See Martin, 605 U.S. at 419 (So-
tomayor, J., concurring).
I hope that, at some point, we will convene en banc to re-
examine our discretionary-function exception jurisprudence. This
case seems like a good vehicle in which to do so.